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DD

Daniel M. Demasi

Some features on this profile are disabled
CRD#: 2227323
DD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Michael Demasi, who also goes by Dan Demasi, Daniel Demasi, Danny Demasi, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Demasi | Daniel Demasi | Danny Demasi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 9, 2010 - May 7, 2012

BRYAN GARNIER SECURITIES, LLC

BD
CRD#: 152528
NEW YORK, NY
Past

November 30, 2007 - September 25, 2009

ODDO BHF NEW YORK CORPORATION

BD
CRD#: 45104
NEW YORK, NY
Past

July 8, 2002 - March 29, 2007

JEFFERIES LLC

BD
CRD#: 2347
STAMFORD, CT
Past

March 1, 2002 - April 16, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

June 4, 1998 - April 30, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

March 7, 1996 - June 11, 1998

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

November 17, 1994 - June 21, 1995

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

November 14, 1994 - June 19, 1995

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

April 28, 1993 - April 12, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/31/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 11/23/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/23/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/15/2010
General Securities Principal Examination

Current Firm

BG
BRYAN GARNIER SECURITIES, LLC
BRYAN GARNIER SECURITIES, LLC

CRD#: 152528 / SEC#: , 8-68463

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 337-7000
Established
New York since 10/05/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STIFEL EUROPE LIMITED (FKA BRYAN GARNIER & CO LIMITED)MEMBER
DHALLUIN, NICOLAS AREGISTERED PRINCIPAL, PRESIDENT/CEO, AND FINRA EXECUTIVE REPRESENTATIVE2293106
SCHRICK, FREDERICK RICHARDFINOP5636488
ZACK, DAVID ERICREGISTERED PRINCIPAL, FINOP, CFO, CCO2356042

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528

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