Javier D. Perez-santalla
Professional summary
Javier Dejesus Perez-santalla, who also goes by Javier J Perez-santalla, Javier Dejesus Perezsantalla, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Javier is registered as a RR (Registered Representative) and started their career in finance in 1995. Javier has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Javier Dejesus Perez-santalla's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2004 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004March 12, 2004 - June 10, 2004
DINOSAUR FINANCIAL GROUP, L.L.C
September 9, 2002 - March 1, 2004
GARBAN CAPITAL MARKETS LLC
May 16, 1997 - April 12, 1999
REFCO SECURITIES, LLC
September 6, 1996 - May 1, 1997
DAIWA CAPITAL MARKETS AMERICA INC.
January 31, 1995 - September 3, 1996
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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