Daniel Trosch

WEST FINANCIAL SERVICES

Mclean, VA 22102

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CRD#: 2226554

Professional summary

Daniel Trosch, who also goes by Dan Trosch, is a registered financial advisor currently at WEST FINANCIAL SERVICES, INC. located in Mclean, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 8 firms and has passed the SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Trosch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Trosch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2018 - Present

WEST FINANCIAL SERVICES, INC.

Office #1: 2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

RIA

CRD#: 137497

Mclean, VA

Past

April 12, 2017 - June 8, 2018

UNITED BROKERAGE SERVICES, INC

CRD#: 39062

BETHESDA, MD

Past

January 1, 2015 - May 26, 2015

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 7, 2006 - May 26, 2015

FORTIGENT, LLC

RIA

CRD#: 138164

ROCKVILLE, MD

Past

November 14, 2005 - February 28, 2006

WEST FINANCIAL SERVICES, INC.

RIA

CRD#: 137497

MCLEAN, VA

Past

January 7, 2003 - November 14, 2005

WEST FINANCIAL SERVICES INC

RIA

CRD#: 107004

MCLEAN, VA

Past

December 9, 1994 - February 17, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 9, 1994 - February 17, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 21, 1992 - December 8, 1992

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 6/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

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Contact information

Main Address

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

Mailing Address

Phone number

(703) 847-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WFS - FORM ADV, PART 2A (4/10/2025)

Regulatory assets under management

Total Number of Accounts	2,636
AUM (Assets Under Management)	$ 2,574,623,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Trosch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Trosch's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED BROKERAGE SERVICES, INC

LPL FINANCIAL LLC

FORTIGENT, LLC

WEST FINANCIAL SERVICES, INC.

WEST FINANCIAL SERVICES INC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

WEST FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 6/8/2018

Series 7

Date: 12/30/2014

Series 6

Date: 5/18/1992

Current Firm

WEST FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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