Steven G. Busam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven George Busam was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 9 firms and has passed the Series 65, Series 63, Series 6, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2017 - April 27, 2020
CENTER STREET ADVISORS, INC.
October 9, 2012 - November 10, 2017
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
November 25, 2010 - October 12, 2012
PLANMEMBER SECURITIES CORPORATION
March 21, 2005 - June 19, 2006
ESSEX SECURITIES LLC
March 25, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
January 6, 2003 - December 31, 2004
INVESTORS CAPITAL CORP.
July 5, 2001 - October 1, 2002
LASALLE ST SECURITIES, L.L.C.
May 12, 1999 - June 9, 2000
BANC ONE SECURITIES CORPORATION
September 25, 1992 - May 19, 1999
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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