John C. Laflen
Professional summary
John Charles Laflen is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Port Charlotte, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Charles Laflen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 1995 - Present
LASALLE ST SECURITIES, L.L.C.
March 14, 1998 - December 31, 2008
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
February 23, 1994 - September 6, 1995
FOUNDATION INVESTORS SECURITIES CORP.
April 24, 1992 - March 3, 1994
R. D. KUSHNIR & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2013)
(9/20/2021)
(5/1/2007)
(9/7/1995)
(9/7/1995)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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