AG
Anne M. Gonzalez
FMSBONDS
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2226034
AG
Professional summary
Anne Michelle Gonzalez, who also goes by Anne Michelle Alvarez, Anne Michelle, Ann Michelle Parker, Anne Michelle Parker, Michelle Parker, is a registered financial professional currently at FMSBONDS, INC. located in Boca Raton, Florida.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1992. Anne has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anne Michelle Alvarez | Anne Michelle | Ann Michelle Parker | Anne Michelle Parker | Michelle Parker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anne Michelle Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 1998 - Present
FMSBONDS, INC.
Office #1: 4775 Technology Way, Boca Raton, FL 33431BD
CRD#: 7793
Boca Raton, FL
Past
October 16, 1996 - September 17, 1998
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
September 27, 1994 - October 17, 1994
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
March 31, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
BD
CRD#: 26063
NEW YORK, NY
Past
February 17, 1994 - March 3, 1994
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
December 16, 1992 - February 2, 1994
NOBLE CAPITAL MARKETS, INC.
BD
CRD#: 15768
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/25/1999)
RR
Alaska(6/25/1999)
RR
Arizona(6/25/1999)
RR
Arkansas(6/28/1999)
RR
California(6/25/1999)
RR
Colorado(6/25/1999)
RR
Connecticut(6/25/1999)
RR
Delaware(6/25/1999)
RR
District of Columbia(7/2/1999)
RR
Florida(9/23/1998)
RR
Georgia(6/25/1999)
RR
Hawaii(7/13/1999)
RR
Idaho(6/25/1999)
RR
Illinois(6/25/1999)
RR
Indiana(6/25/1999)
RR
Iowa(6/25/1999)
RR
Kansas(6/25/1999)
RR
Kentucky(6/28/1999)
RR
Louisiana(6/28/1999)
RR
Maine(6/28/1999)
RR
Maryland(6/25/1999)
RR
Massachusetts(6/25/1999)
RR
Michigan(6/25/1999)
RR
Minnesota(6/29/1999)
RR
Mississippi(6/29/1999)
RR
Missouri(6/25/1999)
RR
Montana(6/28/1999)
RR
Nebraska(6/25/1999)
RR
Nevada(6/25/1999)
RR
New Hampshire(6/25/1999)
RR
New Jersey(6/28/1999)
RR
New Mexico(6/25/1999)
RR
New York(6/25/1999)
RR
North Carolina(6/28/1999)
RR
North Dakota(6/28/1999)
RR
Ohio(6/28/1999)
RR
Oklahoma(6/25/1999)
RR
Oregon(6/25/1999)
RR
Pennsylvania(6/25/1999)
RR
Puerto Rico(6/25/1999)
RR
Rhode Island(6/28/1999)
RR
South Carolina(6/28/1999)
RR
South Dakota(6/29/1999)
RR
Tennessee(6/28/1999)
RR
Texas(6/28/1999)
RR
Utah(6/25/1999)
RR
Vermont(6/28/1999)
RR
Virginia(6/28/1999)
RR
Washington(6/25/1999)
RR
West Virginia(6/25/1999)
RR
Wisconsin(6/25/1999)
RR
Wyoming(6/28/1999)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FMSBONDS, INC.
FIRST MIAMI SECURITIES, INC. | TAX-FREE BONDS.COM | TAX-FREE BONDS | FMSBONDS.COM | FMSBONDS, INC. | FMS,INC. | FMS, INC. | FMS BONDS, INC. | FMS BONDS
CRD#: 7793 / SEC#: , 8-23280
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Phone number
(800) 741-1103
Established
Florida since 08/11/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FMSBONDS, INC.
CRD#: 7793Boca Raton, FL 33431TRUST BUT VERIFY
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