BE
Brian L. Elliott
GENTER CAPITAL MANAGEMENT
Los Angeles, CA 90025-1770
Some features on this profile are disabled
CRD#: 2226030
BE
Professional summary
Brian Lawrence Elliott, who also goes by Brian L Elliott, is a registered financial advisor currently at GENTER CAPITAL MANAGEMENT located in Los Angeles, California and IMST DISTRIBUTORS, LLC located in Los Angeles, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian L Elliott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Genter Capital Management; Investment related; Los Angeles, CA; Investment related; SVP, Director Institutional Division; Start: 1/4/12; 200 hrs per month; 140 hrs during securities trading hours; Direct sales & marketing activities for institutional division 2)Kolin Limited Partnership; Lincoln, IL; Family limited partnership; General partner; Start: 1993; 0 hrs per month; 0 hrs during securities trading hrs; no duties 3) 2222 S. Wabash, LLC; Not Investment Related; St. Charles, IL; Real Estate; limited Partner; Start Date 1/2014; 0 hours per month 4) Genter Advisors, LLC; Not Investment Related; RIA; Los Angeles, CA; 12/2023; Director-Institutional Division; Distribute GA Models through July Services PFS Offering; 1 Hr./Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lawrence Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2012 - Present
GENTER CAPITAL MANAGEMENT
Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770RIA
CRD#: 108618
Los Angeles, CA
Current
January 2, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 11601 Wilshire Blvd 25th Floor, Los Angeles, CA 90025BD
CRD#: 130745
Los Angeles, CA
Past
May 9, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
May 23, 2011 - February 22, 2012
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
LOS ANGELES, CA
Past
March 2, 2010 - March 28, 2011
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
NEW YORK, NY
Past
June 30, 2004 - March 15, 2010
VP DISTRIBUTORS LLC
BD
CRD#: 3036
LOS ANGELES, CA
Past
April 29, 2002 - March 12, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NASHVILLE, TN
Past
March 31, 1999 - May 21, 2002
KA ASSOCIATES, LLC
BD
CRD#: 32029
LOS ANGELES, CA
Past
February 1, 1999 - February 11, 1999
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
May 15, 1996 - January 29, 1999
NICHOLAS-APPLEGATE SECURITIES LLC
BD
CRD#: 31205
SAN DIEGO, CA
Past
February 23, 1993 - May 13, 1996
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC
CRD#: 108618 / SEC#: 801-55484
RIA
Registered Investment Advisory firm - (4/1/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2013)
RR
Alaska(1/2/2013)
RR
Arizona(1/2/2013)
RR
Arkansas(1/2/2013)
IAR
California(7/17/2012)
RR
California(1/2/2013)
RR
Colorado(1/2/2013)
RR
Connecticut(1/2/2013)
RR
Delaware(1/2/2013)
RR
District of Columbia(1/2/2013)
RR
Florida(1/2/2013)
RR
Georgia(1/2/2013)
RR
Hawaii(1/2/2013)
RR
Idaho(1/2/2013)
RR
Illinois(1/2/2013)
RR
Indiana(1/2/2013)
RR
Iowa(1/2/2013)
RR
Kansas(1/2/2013)
RR
Kentucky(1/2/2013)
RR
Louisiana(1/2/2013)
RR
Maine(1/2/2013)
RR
Maryland(1/2/2013)
RR
Massachusetts(1/2/2013)
RR
Michigan(1/2/2013)
RR
Minnesota(1/2/2013)
RR
Mississippi(1/2/2013)
RR
Missouri(1/2/2013)
RR
Montana(1/2/2013)
RR
Nebraska(1/2/2013)
RR
Nevada(1/2/2013)
RR
New Hampshire(1/2/2013)
RR
New Jersey(1/2/2013)
RR
New Mexico(1/2/2013)
RR
New York(1/2/2013)
RR
North Carolina(1/2/2013)
RR
North Dakota(1/2/2013)
RR
Ohio(1/2/2013)
RR
Oklahoma(1/2/2013)
RR
Oregon(1/2/2013)
RR
Pennsylvania(1/2/2013)
RR
Rhode Island(1/2/2013)
RR
South Carolina(1/2/2013)
RR
South Dakota(1/2/2013)
RR
Tennessee(1/2/2013)
RR
Texas(1/2/2013)
RR
Utah(1/2/2013)
RR
Vermont(1/2/2013)
RR
Virginia(1/2/2013)
RR
Washington(1/2/2013)
RR
West Virginia(1/2/2013)
RR
Wisconsin(1/2/2013)
RR
Wyoming(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC
CRD#: 108618 / SEC#: 801-55484
RIA
Registered Investment Advisory firm - (4/1/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770
Mailing Address
Phone number
(310) 477-6543
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,072 |
| AUM (Assets Under Management) | $ 4,527,711,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
