Daniel R. Bennett

ADVANCED PORTFOLIO STRATEGIES

Torrance, CA 90503

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CRD#: 2225959

Professional summary

Daniel Roy Bennett, who also goes by Danny R Bennett, is a registered financial advisor currently at ADVANCED PORTFOLIO STRATEGIES located in Torrance, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Daniel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 11 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danny R Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a California registered insurance agent focusing on the sales of life, disability and long term care to my clients. 2. Daniel Bennett is a Treasurer at Santa Monica Palisades Lodge #307; Investment related: No; 926 Santa Monica Blvd Santa Monica CA 90403; Start date: 2024-05-01; Description: This is a non-profit, fraternal order that provides benefits to its members; Responsibilities: Bookkeeping/Managing lodge bank accounts; 0 Hours per month during trading hours; 10 Hours per month outside trading hours; 1% of total yearly compensation expected to the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Roy Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2016 - Present

ADVANCED PORTFOLIO STRATEGIES

Office #1: 3625 Del Amo Blvd Suite 190, Torrance, CA 90503

RIA

CRD#: 284697

Torrance, CA

Past

August 11, 2011 - November 10, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

July 16, 2010 - November 10, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOS ANGELES, CA

Past

November 11, 2003 - June 11, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

LOS ANGELES, CA

Past

November 28, 2001 - October 11, 2002

ESPIRITO SANTO SECURITIES INC.

CRD#: 44253

MADRID,

Past

March 22, 2001 - May 1, 2001

SCUDDER WEISEL CAPITAL, LLC

CRD#: 104088

SAN FRANCISCO, CA

Past

January 21, 1999 - June 9, 2000

ESPIRITO SANTO SECURITIES INC.

CRD#: 44253

MADRID,

Past

October 27, 1997 - January 7, 1999

FINANTIA USA INC.

CRD#: 39120

MIAMI, FL

Past

January 25, 1993 - September 8, 1994

DRAKE & COMPANY, INC.

CRD#: 16227

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED PORTFOLIO STRATEGIES

ADVANCED PENSION STRATEGIES | APS MANAGEMENT GROUP, INC. | ADVANCED PORTFOLIO STRATEGIES INSURANCE & FINANCIAL SERVICES | ADVANCED PORTFOLIO STRATEGIES

CRD#: 284697 / SEC#: 801-129062

RIA

Registered Investment Advisory firm - (1/3/2024 Approved)

California

Registered Investment Advisory firm - (3/15/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (2/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/31/2016)

IAR

Texas
(9/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 11

Date: 1/21/1993

Assistant Representative-Order Processing Qualification Exam

Principal/Supervisory Exam

Series 24

Date: 3/6/1999

General Securities Principal Examination

Current Firm

ADVANCED PORTFOLIO STRATEGIES

ADVANCED PENSION STRATEGIES | APS MANAGEMENT GROUP, INC. | ADVANCED PORTFOLIO STRATEGIES INSURANCE & FINANCIAL SERVICES | ADVANCED PORTFOLIO STRATEGIES

CRD#: 284697 / SEC#: 801-129062

RIA

Registered Investment Advisory firm - (1/3/2024 Approved)

California

Registered Investment Advisory firm - (3/15/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (2/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2024 Terminated)

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Contact information

Main Address

3625 Del Amo Blvd Suite 190, Torrance, CA 90503

Mailing Address

Phone number

(310) 776-6549

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APS MANAGEMENT GROUP, INC. (3/11/2025)

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 158,722,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel R. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Roy Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

ESPIRITO SANTO SECURITIES INC.

SCUDDER WEISEL CAPITAL, LLC

ESPIRITO SANTO SECURITIES INC.

FINANTIA USA INC.

DRAKE & COMPANY, INC.

Primary Firm SEC Registration

ADVANCED PORTFOLIO STRATEGIES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2011

Series 63

Date: 11/24/2003

SIE

Date: 11/10/2016

Series 7

Date: 10/25/1997

Series 11

Date: 1/21/1993

Series 24

Date: 3/6/1999

Current Firm

ADVANCED PORTFOLIO STRATEGIES

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCED PORTFOLIO STRATEGIES

TRUST BUT VERIFY

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