Marco G. Fiore
Professional summary
Marco Guy Fiore JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marco is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Marco had worked at 6 firms, which includes ALL-TECH DIRECT INC., NORTHEAST SECURITIES LLC, NATIONWIDE SECURITIES CORPORATION, CHATFIELD DEAN & CO. INC., A. T. BROD & CO. INC., ROBERT TODD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 1999 - August 25, 2000
ALL-TECH DIRECT, INC.
September 13, 1996 - March 28, 1997
NORTHEAST SECURITIES, LLC
October 26, 1995 - June 26, 1996
NATIONWIDE SECURITIES CORPORATION
August 29, 1995 - November 7, 1995
CHATFIELD DEAN & CO., INC.
December 6, 1994 - April 12, 1995
A. T. BROD & CO. INC.
April 22, 1992 - December 15, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALL-TECH DIRECT, INC.
CRD#: 13992 / SEC#: , 8-26336
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSHMORE FINANCIAL SERVICES | SHAREHOLDER | |
| HOUTKIN, HARVEY IRA | MSRP | 251066 |
| HOUTKIN, HARVEY IRA | CHAIRMAN OF BOARD /CEO/SECY | 251066 |
| LEFKOWITZ, HARRY MARTIN | DIRECTOR | 1454925 |
| LERNER, LINDA | CHIEF LEGAL OFFICER | 2350733 |
| MARGA, STEPHEN JOHN JR | SROP/CROP | 2276644 |
| OGELE, FRANKLIN IHENDU | CHIEF COMPLIANCE OFFICER/FIN OP | 2197820 |
| SHEFTS, MARK DAVID | PRESIDENT/DIRECTOR | 709147 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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