Eileen F. Sherrick
Professional summary
Eileen F Sherrick, who also goes by Eileen Frances Sherrick, is a registered financial professional currently at J.P. MORGAN SECURITIES LLC located in New York, New York and J.P. MORGAN PRIME INC. located in New York, New York.
Eileen is registered as a RR (Registered Representative) and started their career in finance in 1992. Eileen has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 9, Series 10, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eileen F Sherrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2004 - Present
J.P. MORGAN SECURITIES LLC
Office #1: 270 Park Avenue, New York, NY 10017August 2, 2016 - Present
J.P. MORGAN PRIME INC.
Office #1: 383 Madison Avenue, New York, NY 10179March 5, 2004 - October 1, 2016
J.P. MORGAN CLEARING CORP.
April 25, 2002 - February 18, 2004
FIVE ARROWS CAPITAL MARKETS LLC
March 1, 2002 - February 3, 2004
ABN AMRO INCORPORATED
January 22, 1996 - March 1, 2002
ABN AMRO SECURITIES LLC
May 26, 1992 - December 18, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2004)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 11/1/1996
General Securities Sales Supervisor Examination (Options Module & General Module)24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
J.P. MORGAN PRIME INC.
CRD#: 282107 / SEC#: , 8-69703
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | STOCK HOLDER | 79 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| DICESARE, MICHAEL E | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHAIR | 4706326 |
| KLION, ROGER JAY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5082261 |
| MEDINA, MATTHEW JOSEPH | CHIEF LEGAL OFFICER | 8115839 |
| SHERRICK, EILEEN FRANCES | CHIEF COMPLIANCE OFFICER | 2225907 |
| SISTO, MICHAEL J | DIRECTOR | 5151797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
