Michael H. Damico
Professional summary
Michael Henry Damico was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Michael had worked at 8 firms, which includes RAYMOND JAMES FINANCIAL SERVICES INC., ROUND HILL SECURITIES INC., WALDRON & CO. INC., WELLS FARGO CLEARING SERVICES LLC, ASH FINANCIAL CORP., SUTRO & CO. INCORPORATED, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2002 - September 11, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 9, 2002 - September 11, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 18, 1997 - July 25, 2002
ROUND HILL SECURITIES, INC.
August 5, 1997 - January 9, 1998
WALDRON & CO., INC.
May 24, 1996 - July 10, 1997
WELLS FARGO CLEARING SERVICES, LLC
May 16, 1995 - December 19, 1995
ASH FINANCIAL CORP.
June 16, 1993 - May 9, 1995
SUTRO & CO. INCORPORATED
June 25, 1992 - February 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 25, 1992 - February 10, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
