Chaim Kraus
Professional summary
Chaim Kraus is a registered financial professional currently at KENSINGTON CAPITAL CORP. located in Brooklyn, New York.
Chaim is registered as a RR (Registered Representative) and started their career in finance in 1993. Chaim has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chaim Kraus's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2022 - Present
KENSINGTON CAPITAL CORP.
Office #1: 4910 13th Ave., Brooklyn, NY 11219-3100July 28, 2008 - April 12, 2022
SPENCER-WINSTON SECURITIES CORPORATION
May 7, 1996 - December 31, 2008
POND EQUITIES
February 25, 1993 - October 27, 1997
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2025)
(4/13/2022)
(4/13/2022)
Exams
FINRA
Current Firm
KENSINGTON CAPITAL CORP.
CRD#: 1742 / SEC#: , 8-28301
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SILVER, MOSES M | CFO | 2276798 |
| SILVER, MOSES M | CHIEF AML OFFICER | 2276798 |
| SILVER, MOSES M | CHIEF EXECUTIVE OFFICER | 2276798 |
| SIMON, STUART | OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | 2802977 |
| SIMON, STUART | OPTIOS PRINCIPAL | 2802977 |
| SILVER, ABRAM JOSEPH | OWNER | 1137930 |
| CIANTRO, PHILIP GERARD | FINOP | 2350685 |
| LEDERMAN, ELISHEVA MICHELLE | OPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE | 2596584 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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