John P. Heffernan
Professional summary
John Peter Heffernan JR, who also goes by John P Heffernan, John Peter Heffernan, John Heffernan, is a registered financial professional currently at GENERAL WELLINGTON CAPITAL LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Peter Heffernan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2018 - Present
GENERAL WELLINGTON CAPITAL LLC
Office #1: 295 Madison Avenue 43rd Floor, New York, NY, 10017May 24, 2006 - January 18, 2017
OTR GLOBAL TRADING LLC
December 24, 1997 - December 31, 2008
OTA LLC
December 2, 1996 - August 28, 1997
A. G. EDWARDS & SONS, INC.
September 5, 1996 - December 23, 1996
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/21/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
GENERAL WELLINGTON CAPITAL LLC
CRD#: 282139 / SEC#: , 8-69705
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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