Camella S. Harms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Camella Suzanne Harms, who also goes by Cammy Suzanne Harms, Camella Suzanne Morrison, Cammy Suzanne Morrison, was a registered financial professional .
Camella is a previously registered financial professional and started their career in finance in 1993. Camella had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2020 - March 1, 2021
BUILD ASSET MANAGEMENT
August 9, 2016 - March 27, 2018
ADP BROKER-DEALER, INC.
July 26, 2013 - April 12, 2016
NYLIFE SECURITIES LLC
April 14, 1993 - December 4, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
BUILD ASSET MANAGEMENT
CRD#: 298354 / SEC#: 801-122911
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUILD ASSET MANAGEMENT
CRD#: 298354 / SEC#: 801-122911
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 44,176,663 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
