Christopher E. Carter
Professional summary
Christopher Edwin Carter is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Edwin Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
INSTITUTIONAL CASH DISTRIBUTORS, LLC
Office #1: 245 Park Avenue, New York, NY 10167May 16, 2023 - December 7, 2023
OTR GLOBAL LLC
May 7, 2015 - May 8, 2023
OTR GLOBAL TRADING LLC
September 17, 2008 - May 1, 2015
OPPENHEIMER & CO. INC.
April 30, 2008 - September 29, 2008
GLOBAL CROWN CAPITAL, LLC
November 17, 2000 - September 26, 2005
THE PRECURSOR GROUP BROKER-DEALER, LLC
March 23, 1999 - October 16, 2000
E*OFFERING
October 21, 1997 - March 17, 1999
ROTH CAPITAL PARTNERS, LLC
March 28, 1996 - August 25, 1997
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1995 - April 2, 1996
WELLS FARGO SECURITIES, LLC
September 2, 1992 - March 14, 1995
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
Exams
FINRA
Current Firm
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635 / SEC#: , 8-68161
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICD INTERMEDIATE HOLDCO 2 LLC | HOLDING COMPANY | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| HAZARD, VICTOR JAMES IV | CEO / COO | 1871503 |
| KAHNEY, DOUGLAS RYAN | CHIEF COMPLIANCE OFFICER | 4903813 |
| NEWTON, THOMAS PHILLIP | MANAGING DIRECTOR | 2114728 |
| PITTINSKY, JONATHAN DAVID | CFO/FINOP | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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