Melissa K. Sturgis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Kay Sturgis was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1992. Melissa had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2019 - March 16, 2023
FIDUCIARY INVESTMENT TRUSTS, LLC
April 25, 2018 - February 10, 2025
PRIVATE CLIENT SERVICES, LLC
July 20, 2017 - February 21, 2025
PRIME CAPITAL FINANCIAL
July 16, 2010 - April 27, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 16, 2006 - October 13, 2017
LAWING FINANCIAL INC
May 3, 1999 - July 16, 2010
THE O.N. EQUITY SALES COMPANY
September 25, 1992 - May 3, 1999
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDUCIARY INVESTMENT TRUSTS, LLC
CRD#: 296964 / SEC#: 801-113621
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 2,015,830 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
