David B. Prilliman

PROFESSIONAL INVESTMENT COUNSEL,

El Paso, TX 79912-5574

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CRD#: 2222709

Professional summary

David Bruce Prilliman is a registered financial advisor currently at PROFESSIONAL INVESTMENT COUNSEL, INC located in El Paso, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Prilliman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2012 - Present

PROFESSIONAL INVESTMENT COUNSEL, INC

Office #1: 5845 Cromo Drive Suite 3, El Paso, TX 79912-5574

RIA

CRD#: 105096

El Paso, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/14/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 3/6/1992

Non-Member General Securities Examination

Current Firm

PROFESSIONAL INVESTMENT COUNSEL, INC

CRD#: 105096 / SEC#: 801-14186

RIA

Registered Investment Advisory firm - (12/17/2012 Terminated)

New Mexico

Registered Investment Advisory firm - (4/28/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5845 Cromo Drive Suite 3, El Paso, TX 79912-5574

Mailing Address

Phone number

(915) 845-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 35,314,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Prilliman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Bruce Prilliman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFESSIONAL INVESTMENT COUNSEL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1992

Series 2

Date: 3/6/1992

Current Firm

PROFESSIONAL INVESTMENT COUNSEL, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL INVESTMENT COUNSEL, INC

TRUST BUT VERIFY

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