Donald G. Ginsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald G Ginsberg was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 6 firms and has passed the Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2012 - October 30, 2013
GLOBAL ARENA CAPITAL CORP
April 16, 2010 - April 2, 2012
BUCKMAN, BUCKMAN & REID, INC.
October 8, 2003 - March 27, 2009
RAMIUS SECURITIES LLC
February 1, 1973 - October 3, 1988
AMCAP SECURITIES CORPORATION
January 12, 1973 - March 15, 1973
W. E. HUTTON & CO.
May 26, 1969 - December 24, 1972
LADENBURG THALMANN & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1965
Registered Representative ExaminationSeries 00
Date: 1/22/1973
General Securities Principal ExaminationCurrent Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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