Matthew P. Butler

ELITE CAPITAL MANAGEMENT GROUP

Middletown, CT

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CRD#: 2221947

Professional summary

Matthew Paul Butler is a registered financial advisor currently at ELITE CAPITAL MANAGEMENT GROUP, LLC located in Middletown, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Butler is insurance licensed, but is not conducting activity or receiving commissions in this regard.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Butler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2007 - Present

ELITE CAPITAL MANAGEMENT GROUP, LLC

RIA

CRD#: 144228

Middletown, CT

Past

March 28, 2007 - June 11, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

EAST BERLIN, CT

Past

March 28, 2007 - June 11, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MIDDLETOWN, CT

Past

April 3, 2006 - March 29, 2007

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

EAST BERLIN, CT

Past

September 25, 2002 - March 29, 2007

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

EAST BERLIN, CT

Past

January 9, 2002 - August 7, 2002

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

December 31, 2000 - October 22, 2001

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 12, 1998 - December 31, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 1, 1998 - December 31, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 28, 1994 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 31, 1993 - March 3, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 30, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 31, 1992 - November 17, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELITE CAPITAL MANAGEMENT GROUP, LLC

ELITE CAPITAL | ELITE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 144228 / SEC#: 801-69929

RIA

Registered Investment Advisory firm - (2/20/2009 Approved)

Connecticut

Registered Investment Advisory firm - (3/13/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/14/2007)

IAR

Texas
(3/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2002

General Securities Principal Examination

Current Firm

ELITE CAPITAL MANAGEMENT GROUP, LLC

ELITE CAPITAL | ELITE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 144228 / SEC#: 801-69929

RIA

Registered Investment Advisory firm - (2/20/2009 Approved)

Connecticut

Registered Investment Advisory firm - (3/13/2009 Terminated)

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Contact information

Main Address

Middletown, CT

Mailing Address

P.o. Box 312, East Berlin, CT 06023

Phone number

(203) 699-9662

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 340,546,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew P. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Paul Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CETERA ADVISORS LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ELITE CAPITAL MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1993

Series 63

Date: 2/19/1993

Series 7

Date: 11/4/1992

Series 6

Date: 3/30/1992

Series 24

Date: 4/2/2002

Current Firm

ELITE CAPITAL MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELITE CAPITAL MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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