Carrie A. Thompson
Professional summary
Carrie Ann Thompson, CFP®, who also goes by Carrie A Taylor, Carrie Ann Taylor, is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.
Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Carrie has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carrie Ann Thompson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
June 28, 2016 - Present
HAMILTON CAPITAL
Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220February 14, 2012 - June 24, 2016
STEELE INVESTMENT COUNSEL, LTD.
August 6, 1993 - August 28, 1995
CHARLES SCHWAB & CO., INC.
March 16, 1992 - April 14, 1992
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/28/2016)
Exams
Current Firm
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 4,381,851,944 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 | ||
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
