William A. Salmon
Professional summary
William Anthony Salmon, who also goes by William Anthony Salmon Jr, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Anthony Salmon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2006 - Present
B. RILEY SECURITIES, INC.
Office #1: 299 Park Avenue 21st Floor, New York, NY 10171February 1, 2016 - December 3, 2019
MLV & CO. LLC
April 5, 2004 - April 18, 2006
B. RILEY SECURITIES, INC.
May 1, 2000 - July 31, 2002
CIBC WORLD MARKETS CORP.
September 15, 1999 - May 4, 2000
THE BRASS UTILITY, L.L.C.
June 9, 1998 - August 26, 1999
MOMENTUM INDEPENDENT NETWORK INC.
March 24, 1995 - August 14, 1996
NEBRASKA HUDSON COMPANY, INC.
January 24, 1994 - January 5, 1995
JOSEPHTHAL & CO., INC.
December 8, 1993 - January 6, 1994
A.S. GOLDMEN & CO., INC.
May 18, 1992 - February 19, 1993
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/27/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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