Sidney F. Queler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Freedman Queler was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1992. Sidney had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - May 4, 2023
CIBC WORLD MARKETS CORP.
February 1, 2011 - January 2, 2014
INVESCO DISTRIBUTORS, INC.
December 7, 2007 - March 26, 2009
INVESCO DISTRIBUTORS, INC.
May 5, 2004 - December 7, 2007
AT INVESTOR SERVICES, INC.
April 14, 2004 - May 4, 2023
CIBC PRIVATE WEALTH ADVISORS, INC.
January 14, 2003 - April 5, 2004
INVESTMENT CENTERS OF AMERICA, INC.
March 12, 2002 - April 5, 2004
CURIAN CAPITAL, LLC
October 4, 2001 - December 31, 2002
QUASAR DISTRIBUTORS, LLC
February 19, 1998 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
November 19, 1993 - December 3, 1997
BTS SECURITIES CORPORATION
April 10, 1992 - October 29, 1993
METROPOLITAN LIFE INSURANCE COMPANY
April 10, 1992 - October 29, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
