Barry J. Bruno
Professional summary
Barry J Bruno, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Saratoga Springs, New York and NYLIFE SECURITIES LLC located in Saratoga Springs, New York.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Barry has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barry J Bruno's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 7 Court St, Saratoga Springs, NY 12866May 20, 1992 - Present
NYLIFE SECURITIES LLC
Office #1: 7 Court Street, Saratoga Springs, NY 12866Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/1995)
(2/21/2020)
(5/10/2021)
(6/9/2008)
(6/4/2008)
(7/30/2019)
(5/3/2012)
(6/5/2020)
(7/5/2017)
(7/18/2017)
(5/20/1992)
(8/3/2021)
(6/4/2008)
(4/15/2021)
(2/18/2015)
(6/12/2008)
(9/22/2014)
(6/13/2017)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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