Mark L. Newton
Professional summary
Mark Lawrence Newton is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 8 firms and has passed the Series 63, Series 65, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Lawrence Newton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170February 16, 2011 - February 29, 2016
GREYWOLF EXECUTION PARTNERS, INC.
March 10, 2004 - November 6, 2007
MORGAN STANLEY & CO. LLC
April 21, 1995 - August 10, 1998
CALVERT INVESTMENT DISTRIBUTORS, INC.
December 6, 1993 - December 31, 1994
THE ADVISORS GROUP, INC.
July 31, 1993 - December 22, 1993
CITIGROUP GLOBAL MARKETS INC.
May 7, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
March 9, 1992 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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