Garret B. Norris
CETERA INVESTMENT ADVISERS LLC
FORT MYERS, FL 33907
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CRD#: 2220025
Professional summary
Garret Benser Norris, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Myers, Florida and CETERA ADVISORS LLC located in Fort Myers, Florida.
Garret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Garret has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE AGENT
2.RETIREMENT ADVISORS INC, PRESIDENT, 13120 CYPRESS TERRANCE CIR #2 FT MYERS FL 33907, DBA NAME FOR FIXED INSURANCE
3.US GOV'T / SELECTIVE SERVICE SYSTEM, WASHINGTON, DC, REVIEWS CONSCIENTIOUS OBJECTORS REASONS FOR NOT SERVING IN MILITARY, VOLUNTEER BOARD MEMBER, START 04/01/2013, 1 HRS./MONTH, NO COMPENSATION.
4. DBA RETIREMENT ADVISORS, INC.; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED ADDRESS; RENTAL OF CONFERENCE ROOM; START 5/2015; LESS THAN 5 HOURS/MONTH DURING TRADING HOURS; RENTAL OF ROOM TO ESTATE PLANNING ATTORNEY.
CRS (Client Relationship Summary) - RIA
Click below to view Garret Benser Norris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 14, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907Office #3: 4000 Hollywood Blvd Ste 555-s, Hollywood, FL 33021RIA
CRD#: 105644
FORT MYERS, FL
Current
December 13, 2000 - Present
CETERA ADVISORS LLC
Office #1: 13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907Office #2: 4000 Hollywood Blvd Ste 555-s, Hollywood, FL 33021BD
CRD#: 10299
Fort Myers, FL
Past
December 13, 2000 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
FT. MYERS, FL
Past
May 3, 1999 - December 20, 2000
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
November 17, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
March 30, 1992 - October 8, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 30, 1992 - October 8, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2025)
RR
Alaska(7/14/2021)
RR
Arizona(1/3/2017)
RR
Arkansas(1/9/2018)
RR
California(7/26/2011)
RR
Colorado(10/28/2016)
RR
Delaware(4/12/2022)
RR
District of Columbia(1/2/2020)
RR
Florida(12/13/2000)
IAR
Florida(2/14/2024)
RR
Georgia(2/8/2012)
RR
Hawaii(1/3/2017)
RR
Idaho(1/3/2017)
RR
Illinois(3/31/2003)
RR
Indiana(11/29/2005)
RR
Iowa(2/14/2003)
RR
Kansas(1/3/2017)
RR
Kentucky(1/9/2018)
RR
Louisiana(3/27/2019)
RR
Maine(5/12/2022)
RR
Maryland(4/7/2022)
RR
Massachusetts(1/3/2017)
RR
Michigan(12/13/2000)
RR
Minnesota(3/26/2004)
RR
Mississippi(8/28/2023)
RR
Missouri(1/10/2017)
RR
Montana(3/19/2018)
RR
Nebraska(1/4/2023)
RR
Nevada(1/3/2017)
RR
New Jersey(7/31/2014)
RR
New Mexico(1/3/2017)
RR
New York(4/7/2003)
RR
North Carolina(10/20/2014)
IAR
North Carolina(3/21/2024)
RR
Ohio(12/13/2000)
RR
Oklahoma(1/3/2017)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/3/2017)
RR
Rhode Island(3/4/2019)
RR
South Carolina(3/1/2011)
RR
South Dakota(1/11/2019)
RR
Tennessee(2/10/2017)
RR
Texas(1/3/2007)
IAR
Texas(3/21/2024)
RR
Utah(1/3/2017)
RR
Virginia(1/3/2017)
RR
Washington(7/22/2019)
RR
Wisconsin(1/2/2020)
RR
Wyoming(1/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fort Myers, FL 33907TRUST BUT VERIFY
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Contact information
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