Sander B. Fong
Professional summary
Sander Brady Fong is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Sander is registered as a RR (Registered Representative) and started their career in finance in 1998. Sander has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sander Brady Fong's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2011 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104August 12, 2010 - December 6, 2011
THOMAS WEISEL PARTNERS LLC
July 10, 2010 - December 5, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 16, 2004 - July 20, 2010
THOMAS WEISEL PARTNERS LLC
January 18, 2001 - April 1, 2003
THOMAS WEISEL PARTNERS LLC
April 30, 1998 - January 12, 2001
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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