DC
David T. Clark
WESTSIDE INVESTMENT MANAGEMENT
OKLAHOMA CITY, OK 73120
Some features on this profile are disabled
CRD#: 2219822
DC
Professional summary
David Todd Clark, who also goes by Todd Clark, is a registered financial advisor currently at WESTSIDE INVESTMENT MANAGEMENT, LLC located in Oklahoma City, Oklahoma and LPL FINANCIAL LLC located in Oklahoma City, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Todd Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2010 - Present
WESTSIDE INVESTMENT MANAGEMENT, LLC
Office #1: 10900 Hefner Pointe Drive Suite 502, Oklahoma City, OK 73120RIA
CRD#: 154522
OKLAHOMA CITY, OK
Current
April 16, 2004 - Present
LPL FINANCIAL LLC
Office #1: 10900 Hefner Pointe Dr Ste 502, Oklahoma City, OK 73120-5006RIA
BD
CRD#: 6413
Oklahoma City, OK
Past
April 16, 2004 - December 21, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
December 15, 1997 - April 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WOODLAND HILLS, CA
Past
June 10, 1994 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Past
April 3, 1992 - April 16, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 3, 1992 - April 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WESTSIDE INVESTMENT MANAGEMENT, LLC
WESTSIDE INVESTMENT MANAGEMENT | WESTSIDE INVESTMENT MANAGEMENT, LLC | WESTSIDE INVESTMENT MANAGEMENT, INC.
CRD#: 154522 / SEC#: 801-71762
RIA
Registered Investment Advisory firm - (8/30/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2021)
RR
Arizona(1/5/2012)
RR
Arkansas(11/16/2022)
RR
California(4/16/2004)
IAR
California(11/4/2011)
RR
Colorado(4/16/2004)
RR
Connecticut(10/22/2021)
RR
District of Columbia(1/3/2013)
RR
Florida(8/18/2009)
RR
Georgia(2/14/2013)
RR
Hawaii(9/17/2009)
IAR
Hawaii(11/4/2011)
RR
Idaho(6/29/2021)
RR
Illinois(6/16/2017)
RR
Indiana(8/21/2009)
RR
Iowa(3/12/2020)
RR
Kansas(12/1/2014)
RR
Louisiana(1/2/2015)
RR
Maine(2/24/2011)
RR
Maryland(6/22/2021)
RR
Massachusetts(2/1/2013)
RR
Michigan(1/3/2005)
RR
Minnesota(1/11/2016)
RR
Missouri(2/24/2011)
RR
Montana(10/22/2021)
RR
Nebraska(2/26/2016)
RR
Nevada(4/16/2004)
RR
New Jersey(6/22/2004)
RR
New Mexico(1/2/2015)
RR
New York(4/16/2004)
RR
North Carolina(8/28/2009)
RR
North Dakota(2/7/2025)
RR
Ohio(2/28/2011)
RR
Oklahoma(4/16/2004)
IAR
Oklahoma(8/30/2010)
RR
Oregon(9/17/2009)
RR
Pennsylvania(10/22/2021)
RR
South Carolina(8/21/2009)
RR
South Dakota(6/15/2017)
RR
Tennessee(6/18/2013)
RR
Texas(8/21/2009)
IAR
Texas(9/7/2010)
RR
Utah(1/14/2022)
RR
Vermont(10/2/2015)
RR
Virginia(3/13/2007)
RR
Washington(4/19/2004)
RR
Wisconsin(10/22/2021)
RR
Wyoming(7/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WESTSIDE INVESTMENT MANAGEMENT, LLC
WESTSIDE INVESTMENT MANAGEMENT | WESTSIDE INVESTMENT MANAGEMENT, LLC | WESTSIDE INVESTMENT MANAGEMENT, INC.
CRD#: 154522 / SEC#: 801-71762
RIA
Registered Investment Advisory firm - (8/30/2010 Approved)PREMIUM
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Contact information
Main Address
2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403
Mailing Address
Phone number
(310) 315-9400
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 755 |
| AUM (Assets Under Management) | $ 888,776,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
