Yuen Na Chun

E&J SECURITIES

NEW YORK, NY 10038

Some features on this profile are disabled

CRD#: 2219603

Professional summary

Yuen Na Chun, who also goes by Yuen Na Kong, is a registered financial professional currently at E&J SECURITIES CORP. located in New York, New York and OLDEN LANE SECURITIES, LLC located in Bridgewater, New Jersey.

Yuen Na is registered as a RR (Registered Representative) and started their career in finance in 1992. Yuen Na has worked at 38 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Yuen Na Kong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yuen Na Chun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2002 - Present

E&J SECURITIES CORP.

Office #1: C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038

CRD#: 37452

NEW YORK, NY

Current

June 12, 2015 - Present

OLDEN LANE SECURITIES, LLC

Office #1: 100 Somerset Corporate Blvd Suite 101-2nd Floor, Bridgewater, NJ 08807

CRD#: 173847

Bridgewater, NJ

Current

August 14, 2020 - Present

BLUEPATH CAPITAL LLC

Office #1: 39 Mesa Street Suite 103, San Francisco, CA 94129Office #2: 39 Mesa Street Suite 103, San Francisco, CA 94129

CRD#: 307474

San Francisco, CA

Current

July 26, 2023 - Present

TOCQUEVILLE SECURITIES L.P.

Office #1: 40 West 57th Street 19th Floor, New York, NY, 10019

CRD#: 26001

New York, NY

Current

September 5, 2025 - Present

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

CRD#: 104369

Morristown, NJ

Past

April 21, 2023 - July 31, 2023

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369

MORRISTOWN, NJ

Past

August 29, 2022 - November 7, 2022

KAWA SECURITIES LLC

CRD#: 307917

HALLANDALE BEACH, FL

Past

July 21, 2022 - January 9, 2023

DEALMAKER SECURITIES

CRD#: 315324

MELVILLE, NY

Past

August 2, 2019 - December 15, 2020

ICR CAPITAL LLC

CRD#: 174952

NEW YORK, NY

Past

March 8, 2019 - December 15, 2020

OPENDEAL BROKER LLC

CRD#: 297797

NEW YORK, NY

Past

October 2, 2018 - October 31, 2018

OPPORTUNE PARTNERS LLC

CRD#: 293414

HOUSTON, TX

Past

September 29, 2017 - December 16, 2020

DEALER SOLUTIONS NORTH AMERICA LLC

CRD#: 286268

NEW YORK, NY

Past

April 4, 2017 - September 5, 2018

BCG SECURITIES, INC.

CRD#: 70

CHERRY HILL, NJ

Past

July 12, 2016 - December 22, 2020

OTR GLOBAL TRADING LLC

CRD#: 138116

PURCHASE, NY

Past

June 27, 2016 - April 30, 2020

CLEARPOOL EXECUTION SERVICES, LLC

CRD#: 168490

NEW YORK, NY

Past

June 10, 2016 - May 1, 2018

PREP SECURITIES, LLC

CRD#: 188522

New York, NY

Past

April 7, 2016 - February 25, 2020

PROPELLR SECURITIES LLC

CRD#: 171800

BROOKLYN, NY

Past

March 4, 2016 - August 23, 2016

GROTON SECURITIES LLC

CRD#: 126600

OLD WESTBURY, NY

Past

March 3, 2016 - August 23, 2016

WOMBAT CAPITAL MARKETS LLC

CRD#: 162699

NEW YORK, NY

Past

February 23, 2016 - March 8, 2025

ZANBATO SECURITIES LLC

CRD#: 279028

MOUNTAIN VIEW, CA

Past

February 16, 2016 - July 14, 2016

SENAHILL SECURITIES, LLC

CRD#: 166477

NEW YORK, NY

Past

February 4, 2016 - January 6, 2017

SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991

SUMMIT, NJ

Past

August 14, 2013 - July 8, 2014

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

NEW YORK, NY

Past

August 13, 2013 - September 30, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

July 19, 2013 - March 26, 2014

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CRD#: 8010

NEW YORK, NY

Past

December 12, 2012 - January 4, 2021

WHITEHALL CAPITAL MARKETS LLC

CRD#: 158885

NEW YORK, NY

Past

September 14, 2012 - April 29, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

March 26, 2012 - August 1, 2017

CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266

New York, NY

Past

January 30, 2012 - December 14, 2020

FIXCENTER, LLC

CRD#: 153759

ASTORIA, NY

Past

July 11, 2011 - December 4, 2014

CREATIS CAPITAL LLC

CRD#: 131986

CAPE ELIZABETH, ME

Past

June 7, 2006 - April 27, 2015

KEPLER CAPITAL MARKETS, INC.

CRD#: 139148

NEW YORK, NY

Past

December 28, 2000 - October 6, 2005

OLSEN SECURITIES CORP.

CRD#: 33072

CORTLANDT MANOR, NY

Past

October 9, 2000 - June 26, 2003

IPO.COM SECURITIES, INC.

CRD#: 104007

NEW YORK, NY

Past

June 11, 1998 - November 20, 2001

WILLIAMS TRADING LLC

CRD#: 43678

WESTPORT, CT

Past

May 28, 1998 - November 3, 1998

AXES AMERICA LLC

CRD#: 42843

NEW YORK, NY

Past

March 19, 1998 - June 15, 1999

WILSON HTM (USA) INC.

CRD#: 42900

NEW YORK, NY

Past

November 7, 1997 - March 24, 1998

CYGNI SECURITIES, LLC

CRD#: 42926

COSTA MESA, CA

Past

June 21, 1994 - July 24, 1998

WORLDSEC INTERNATIONAL SECURITIES INC.

CRD#: 36328

NEW YORK, NY

Past

July 1, 1992 - July 19, 1994

MMG FINANCIAL SERVICES, LTD.

CRD#: 28251

NEW YORK, NY

Past

May 20, 1992 - August 14, 1992

EAGLE ROCK CAPITAL GROUP, INC.

CRD#: 29869

ROSELAND, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 3/25/1992

Financial and Operations Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369 / SEC#: , 8-52843

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Mailing Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Phone number

(888) 577-3123

Established

Delaware since 08/03/2000

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LIGHTSPEED HOLDINGS LLC	DIRECT OWNER
CHUN, YUEN NA	FINOP	2219603
GIBB, THOMAS ANTHONY	PRESIDENT/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER	4750905
NAIB, FARID AHMED	CEO	6285310
PETZOLD, KEITH WILLIAM	CHIEF COMPLIANCE OFFICER	2944070
WEDBUSH FINANCIAL SERVICES, LLC	DIRECT OWNER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Yuen Na Chun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yuen Na Chun's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLDEN LANE SECURITIES, LLC

BLUEPATH CAPITAL LLC

TOCQUEVILLE SECURITIES L.P.

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

KAWA SECURITIES LLC

DEALMAKER SECURITIES

ICR CAPITAL LLC

OPENDEAL BROKER LLC

OPPORTUNE PARTNERS LLC

DEALER SOLUTIONS NORTH AMERICA LLC

BCG SECURITIES, INC.

OTR GLOBAL TRADING LLC

CLEARPOOL EXECUTION SERVICES, LLC

PREP SECURITIES, LLC

PROPELLR SECURITIES LLC

GROTON SECURITIES LLC

WOMBAT CAPITAL MARKETS LLC

ZANBATO SECURITIES LLC

SENAHILL SECURITIES, LLC

SHOREBRIDGE CAPITAL SECURITIES, LLC

SANTANDER US CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

WHITEHALL CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

CITIC SECURITIES INTERNATIONAL USA, LLC

FIXCENTER, LLC

CREATIS CAPITAL LLC

KEPLER CAPITAL MARKETS, INC.

OLSEN SECURITIES CORP.

IPO.COM SECURITIES, INC.

WILLIAMS TRADING LLC

AXES AMERICA LLC

WILSON HTM (USA) INC.

CYGNI SECURITIES, LLC

WORLDSEC INTERNATIONAL SECURITIES INC.

MMG FINANCIAL SERVICES, LTD.

EAGLE ROCK CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 3/25/1992

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags