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Find, Compare and Monitor Financial Advisors at E&J SECURITIES CORP.

CRD#: 37452
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

E&J SECURITIES CORP. is located at C/o Accounting & Compliance International 199 Water Street, 9th Fl, New York, NY 10038 and was first established at New York, New York in 10/21/1994. After operating for 31 years, E&J SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of E&J SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. E&J SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at E&J SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access E&J SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at E&J SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for E&J SECURITIES CORP. Comes From

Understanding the Statistics for E&J SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Fl, New York, NY, 10038
Firm Size
Small
Phone Number
(212) 306-2510
Established
New York since 10/21/1994
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CURRAN, EDWARD MICHAELPRES/DIR/SECY/TREAS/CEO/CCO1782784
BELL, DUNCAN DAVIDSALES SUPERVISOR1486257
CHUN, YUENNAFINOP/COO2219603

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at E&J SECURITIES CORP.

DB

Duncan David Bell

RR
CRD#: 1486257
Location:
New York, NY 10038
Company:
E&J SECURITIES CORP.
Disclosures:
Experience:
33 years
View Profile
EC

Edward Michael Curran

Edward M Curran, Edward Micahel Curran
RR
CRD#: 1782784
Location:
New York, NY 10038
Company:
E&J SECURITIES CORP.
Disclosures:
Experience:
30 years
View Profile
JY

James Michael Young

RR
CRD#: 1926621
Location:
New York, NY 10038
Company:
E&J SECURITIES CORP.
Disclosures:
Experience:
25 years
View Profile
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