Brian D. Gallary
Professional summary
Brian Dunn Gallary is a registered financial professional currently at FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Dunn Gallary's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2015 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187February 3, 2012 - January 7, 2015
VANGUARD MARKETING CORPORATION
May 11, 2010 - June 17, 2011
SANFORD C. BERNSTEIN & CO., LLC
May 8, 2008 - April 28, 2010
ALLIANCEBERNSTEIN INVESTMENTS, INC.
May 29, 2002 - June 17, 2011
ALLIANCEBERNSTEIN L.P.
December 7, 2000 - May 22, 2008
SANFORD C. BERNSTEIN & CO., LLC
April 1, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
May 16, 1995 - January 28, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
June 26, 1992 - April 21, 1995
FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2015)
(1/5/2015)
Exams
FINRA
Current Firm
FIRST TRUST PORTFOLIOS L.P.
CRD#: 28519 / SEC#: , 8-43843
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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