Kimberly L. Blackmore

MMC SECURITIES LLC

New York, NY 10036

Some features on this profile are disabled

CRD#: 2219307

Professional summary

Kimberly Lynn Blackmore, who also goes by Kimberly Frampton, is a registered financial professional currently at MMC SECURITIES LLC located in New York, New York and MMA SECURITIES LLC located in New York, New York.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1995. Kimberly has worked at 7 firms and has passed the Series 99TO, SIE, Series 7, Series 3, Series 24, Series 30 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kimberly Frampton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Lynn Blackmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2008 - Present

MMC SECURITIES LLC

Office #1: 1166 Avenue Of The Americas, New York, NY 10036

CRD#: 103846

New York, NY

Current

July 26, 2012 - Present

MMA SECURITIES LLC

Office #1: 1166 Avenue Of The Americas 23rd Floor, New York, NY 10036

RIA

CRD#: 44254

New York, NY

Past

January 27, 2022 - December 2, 2022

JSL SECURITIES, INC.

CRD#: 140116

OVERLAND PARK, KS

Past

October 3, 2008 - November 22, 2010

INTERLINK SECURITIES CORP.

CRD#: 30505

WOODLAND HILLS, CA

Past

April 30, 2001 - October 15, 2007

CATHAY FINANCIAL INC

CRD#: 30065

NEW YORK, NY

Past

November 5, 1996 - April 5, 2001

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

December 4, 1995 - September 27, 1996

YAMAICHI INTERNATIONAL (AMERICA) INC.

CRD#: 909

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MMA SECURITIES LLC

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA

Registered Investment Advisory firm - SEC (7/7/2015 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/23/2013 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/2/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/11/1995

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 7/31/1995

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 27

Date: 6/12/1995

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

MMA SECURITIES LLC

CRD#: 44254 / SEC#: 801-100377, 8-50591

RIA

Registered Investment Advisory firm - SEC (7/7/2015 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/23/2013 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/2/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1166 Avenue Of The Americas, New York, NY 10036

Mailing Address

1166 Avenue Of The Americas, New York, NY 10036

Phone number

(917) 625-4069

Established

New Jersey since 02/03/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

179

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MMAS PERSONALIZED ADVISORY SERVICES FIRM BROCHURE 03.2025 (3/27/2025)

MMAS RETIREMENT PLAN SERVICES FIRM BROCHURE 03.2025 (3/27/2025)

MMAS PROSPER WISE FIRM BROCHURE 03.2025 (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
MARSH INSURANCE & INVESTMENTS LLC	OWNER
BARTKUS, BRIAN EDWARD	SENIOR SUPERVISORY PRINCIPAL	2827119
BLACKMORE, KIMBERLY LYNN	FINOP, CFO, PFO, POO, AND DIRECTOR	2219307
REID, CRAIG J	PRESIDENT, DIRECTOR	6280558
WEINSTOCK, JUDITH ANN	CHIEF COMPLIANCE OFFICER, CHIEF COUNSEL AND DIRECTOR	8096565

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kimberly L. Blackmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Lynn Blackmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MMA SECURITIES LLC

JSL SECURITIES, INC.

INTERLINK SECURITIES CORP.

CATHAY FINANCIAL INC

HSBC SECURITIES (USA) INC.

YAMAICHI INTERNATIONAL (AMERICA) INC.

Primary Firm SEC Registration

MMA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2001

Series 3

Date: 7/11/1995

Series 24

Date: 6/21/2001

Series 30

Date: 7/31/1995

Series 27

Date: 6/12/1995

FINRA

Current Firm

MMA SECURITIES LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MMA SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors