Larry E. Fondren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Eugene Fondren, who also goes by Larry E Fondren, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1992. Larry had worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 28, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2013 - February 11, 2021
DELPHX SERVICES CORPORATION
January 3, 2007 - September 13, 2013
DELPHX SERVICES CORPORATION
July 20, 2004 - July 23, 2004
QUEST CAPITAL STRATEGIES, INC.
June 12, 1992 - May 30, 2002
INTERVEST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
DELPHX SERVICES CORPORATION
CRD#: 141368 / SEC#: , 8-67379
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
