Scott A. Leonard
NAVIGOE
Redondo Beach, CA 90277
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CRD#: 2218530
Professional summary
Scott Alan Leonard, AIF®, CFP® is a registered financial advisor currently at NAVIGOE, LLC located in Redondo Beach, California.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Scott has worked at 7 firms and has passed the Series 63 and Series 7 exams.
Biography
Navigoe’s team of Certified Financial Planner™ professionals is led by founder, Scott Leonard, CFP, who was listed as among the five most influential Registered Investment Advisors for 2012.
Scott is an instructor at UCLA Extension. He is a national speaker on investment, wealth management, and practice management issues. Scott is a published author, specializing in advanced investment theory, and has been the featured financial planner for the Los Angeles Times weekly "Money Make-Over" column. His analysis and opinions on advanced wealth management issues have been featured in national publications, including The Wall Street Journal, USA Today, Money Magazine, Time.com and Kiplinger's Personal Finance.
In 2014, Wiley published "The Liberated CEO" written by Scott Leonard, detailing how he planned and executed his life goal, a 3-year sailing adventure around the world with his family.
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Comprehensive Financial Planni...
Retirement Income Management
Social Security Planning
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Alan Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
August 30, 2013 - Present
NAVIGOE, LLC
Office #1: 417 Beryl Street, Redondo Beach, CA 90277RIA
CRD#: 168716
Redondo Beach, CA
Past
January 6, 2012 - December 31, 2013
TROVENA, LLC.
RIA
CRD#: 120232
REDONDO BEACH, CA
Past
March 11, 2008 - August 21, 2013
WORTHPOINTE
RIA
CRD#: 143996
SAN DIEGO, CA
Past
January 1, 2001 - March 17, 2009
LEONARD WEALTH MANAGEMENT, INC.
RIA
CRD#: 119719
REDONDO BEACH, CA
Past
December 20, 1994 - June 23, 1997
REINHARDT WERBA BOWEN SECURITIES, INC.
BD
CRD#: 34202
SAN JOSE, CA
Past
June 2, 1993 - December 31, 1994
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
February 18, 1993 - November 7, 1994
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
March 26, 1992 - July 21, 1992
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NAVIGOE, LLC
NAVIGOE, INC. | NAVIGOE, LLC
CRD#: 168716 / SEC#: 801-78471
RIA
Registered Investment Advisory firm - (8/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/30/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
NAVIGOE, LLC
NAVIGOE, INC. | NAVIGOE, LLC
CRD#: 168716 / SEC#: 801-78471
RIA
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Contact information
Main Address
417 Beryl Street, Redondo Beach, CA 90277
Mailing Address
Phone number
(888) 596-4636
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 588 |
| AUM (Assets Under Management) | $ 341,796,383 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
