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SC

Steven A. Cohen

NH INVESTMENT & SECURITIES AMERICA
NEW YORK, NY 10036
CRD#: 2218249
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SC
Steven Andrew CohenNH INVESTMENT & SECURITIES AMERICA

Professional summary

Steven Andrew Cohen, who also goes by Steve Cohen, is a registered financial professional currently at NH INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York and GLOBAL TRADING X located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 7, Series 10, Series 9, Series 14, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Andrew Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2025 - Present

NH INVESTMENT & SECURITIES AMERICA, INC.

Office #1: 120 West 45th Street Suite 2402, New York, NY 10036
BD
CRD#: 30660
NEW YORK, NY
Current

March 25, 2026 - Present

GLOBAL TRADING X

Office #1: 810 Seventh Avenue 37f, New York, NY 10019
BD
CRD#: 337667
NEW YORK, NY
Past

October 14, 2015 - June 15, 2016

COWEN PRIME SERVICES TRADING LLC

BD
CRD#: 23857
NEW YORK, NY
Past

June 28, 2013 - August 21, 2013

COWEN SECURITIES LLC

BD
CRD#: 23510
NEW YORK, NY
Past

December 20, 2012 - August 6, 2024

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

September 1, 2009 - January 2, 2013

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

August 10, 2004 - August 21, 2009

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY
Past

July 1, 2003 - August 2, 2004

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

June 24, 2003 - September 10, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

May 19, 2003 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 23, 2000 - July 26, 2002

ROBERTSON STEPHENS, INC.

RIA
CRD#: 41271
NY, NY
Past

May 17, 1999 - July 26, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

September 19, 1994 - June 9, 1999

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

April 13, 1994 - September 6, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 31, 1993 - February 15, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 27, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 13, 1992 - May 1, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/4/2025)
RR
Florida
(9/15/2025)
RR
Massachusetts
(8/29/2025)
RR
New Jersey
(8/1/2025)
RR
New York
(8/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/25/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/10/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 14
Date: 6/10/2005
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/28/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/25/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

GT
GLOBAL TRADING X
GLOBAL TRADING X | GLOBAL TRADING X LLC

CRD#: 337667 / SEC#: , 8-71408

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
810 Seventh Avenue 37f, New York, NY 10019
Mailing Address
810 Seventh Avenue 37f, New York, NY 10019
Phone number
(212) 407-1000
Established
Delaware since 04/29/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MIRAE ASSET SECURITIES HOLDINGS (USA) INC.DIRECT OWNER
COHEN, STEVEN ANDREWCCO2218249
RYU, JAEHONGCEO5905493
WILSON, CHARLENE FAITHFINOP1935747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL TRADING X

CRD#: 337667New York, NY 10036

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