Dana D. Duckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Deirdre Duckman, CFP® was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2006. Dana had worked at 3 firms and has passed the Series 66, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - June 5, 2013
VIONI CAPITAL MANAGEMENT, LLC
February 8, 2010 - August 10, 2011
AMERICA NORTHCOAST SECURITIES, INC.
August 24, 2006 - September 9, 2009
MYCIO WEALTH PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIONI CAPITAL MANAGEMENT, LLC
CRD#: 149927 / SEC#: 801-70215
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 77,468,578 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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