Stephen S. Sassano

DINOSAUR FINANCIAL GROUP, L.L.C

NEW YORK, NY 10004

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CRD#: 2217997

Professional summary

Stephen Scott Sassano, who also goes by Stephen Sassano, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1992. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Sassano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Scott Sassano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

DINOSAUR FINANCIAL GROUP, L.L.C

Office #1: 33 Whitehall Street #1102, New York, NY 10004

CRD#: 104446

NEW YORK, NY

Past

September 3, 2008 - December 19, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

January 24, 2006 - March 28, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 28, 1999 - December 31, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

January 14, 1999 - May 11, 1999

TULLETT & TOKYO SECURITIES, INC.

CRD#: 19595

NEW YORK, NY

Past

January 21, 1997 - November 11, 1998

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

September 8, 1995 - November 4, 1996

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

February 9, 1993 - September 11, 1995

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 6, 1992 - January 1, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/28/2022)

Louisiana
(11/28/2022)

New Jersey
(11/28/2022)

New York
(1/2/2018)

Texas
(11/28/2022)

Exams

State Security Law Exam

Series 63

Date: 9/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/2022

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

APB FINANCIAL GROUP | EAGLE BROKERS | DINOSAUR SECURITIES, L.L.C. | DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446 / SEC#: , 8-52908

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

33 Whitehall St 1102, New York, NY 10004

Mailing Address

33 Whitehall St 1102, New York, NY 10004

Phone number

(212) 448-9944

Established

Delaware since 05/11/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DINOSAUR GROUP HOLDINGS, LLC	PARENT
GIORGIO, ANTHONY JOSEPH	CCO/AMLCO	5489336
GROSSMAN, ELLIOT S	MANAGING DIRECTOR	5116278
GROSSMAN, GLENN ANDREW	PRESIDENT/CEO/MANAGING MEMBER	1657276
SULEYMANOV, ZAKHAR	CFO/FINOP	4927317

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen S. Sassano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Scott Sassano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

MORGAN STANLEY & CO. LLC

REFCO SECURITIES, LLC

TULLETT & TOKYO SECURITIES, INC.

BNP PARIBAS SECURITIES CORP.

BARCLAYS CAPITAL INC.

MORGAN STANLEY & CO. LLC

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/5/1992

Series 24

Date: 1/18/2022

FINRA

Nasdaq Stock Market

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DINOSAUR FINANCIAL GROUP, L.L.C

TRUST BUT VERIFY

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