Jimmy R. Turner

UMB ASSET MANAGEMENT

Kansas City, MO 64112

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CRD#: 2217611

Professional summary

Jimmy Ray Turner JR is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Kansas City, Missouri.

Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jimmy has worked at 10 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Ray Turner JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2026 - Present

UMB ASSET MANAGEMENT, LLC

Office #1: 4900 Main St, Kansas City, MO 64112

RIA

CRD#: 306374

Kansas City, MO

Past

June 5, 2019 - April 30, 2026

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

Kansas City, MO

Past

May 22, 2018 - April 30, 2026

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

Kansas City, MO

Past

February 12, 2014 - January 28, 2015

SII INVESTMENTS, INC.

RIA

CRD#: 2225

MT. PLEASANT, MI

Past

February 12, 2014 - January 28, 2015

SII INVESTMENTS, INC.

CRD#: 2225

MT. PLEASANT, MI

Past

May 9, 2012 - June 14, 2018

FORTUNE FINANCIAL ADVISORS, LLC

RIA

CRD#: 145799

OVERLAND PARK, KS

Past

May 18, 2005 - February 17, 2012

WADDELL & REED

RIA

CRD#: 866

OWINGS MILL, MD

Past

May 18, 2005 - February 17, 2012

WADDELL & REED

CRD#: 866

OWINGS MILL, MD

Past

January 3, 2005 - May 18, 2005

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

TULSA, OK

Past

December 17, 2004 - May 18, 2005

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

August 8, 2002 - November 30, 2004

NEW ENGLAND SECURITIES

RIA

CRD#: 615

TULSA, OK

Past

March 25, 2002 - November 30, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 6, 2001 - April 5, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

March 5, 1992 - May 23, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 5, 1992 - May 23, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UMB ASSET MANAGEMENT, LLC

UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/13/2026)

IAR

Colorado
(5/13/2026)

IAR

Idaho
(5/13/2026)

IAR

Illinois
(5/14/2026)

IAR

Iowa
(5/14/2026)

IAR

Kansas
(5/13/2026)

IAR

Louisiana
(5/13/2026)

IAR

Maryland
(5/13/2026)

IAR

Michigan
(5/15/2026)

IAR

Minnesota
(5/14/2026)

IAR

Missouri
(5/13/2026)

IAR

Nebraska
(5/13/2026)

IAR

New York
(5/15/2026)

IAR

North Carolina
(5/14/2026)

IAR

Oklahoma
(5/14/2026)

IAR

Pennsylvania
(5/14/2026)

IAR

South Carolina
(5/15/2026)

IAR

Texas
(5/14/2026)

IAR

Virginia
(5/14/2026)

IAR

Washington
(5/14/2026)

IAR

Wyoming
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/9/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/18/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/19/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/5/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/8/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2019

General Securities Principal Examination

Current Firm

UMB ASSET MANAGEMENT, LLC

UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

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Contact information

Main Address

1010 Grand 3rd Floor, Kansas City, MO 64106

Mailing Address

Phone number

(816) 860-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UMB ASSET MANAGEMENT LLC - PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 47,495,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jimmy R. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmy Ray Turner JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

FORTUNE FINANCIAL ADVISORS, LLC

WADDELL & REED

WADDELL & REED

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

UMB ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/2019

Series 66

Date: 12/18/2008

Series 65

Date: 7/19/1999

Series 7TO

Date: 6/5/2019

SIE

Date: 5/8/2019

Series 7

Date: 2/28/1992

Series 24

Date: 6/20/2019

Current Firm

UMB ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UMB ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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