Christopher E. O'malley
Professional summary
Christopher Edward O'malley, who also goes by Christopher Edward Omalley, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Edward O'malley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 1, 2019 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
December 16, 2014 - November 5, 2015
LPL FINANCIAL LLC
May 2, 2001 - January 24, 2013
FIFTH THIRD SECURITIES, INC.
July 21, 1999 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
August 22, 1996 - November 3, 1998
OLD KENT FINANCIAL ADVISORS
August 24, 1995 - August 15, 1996
CAPITAL BROKERAGE CORPORATION
April 20, 1992 - August 15, 1995
IDS LIFE INSURANCE COMPANY
April 20, 1992 - August 15, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
Exams
Series 7TO
Date: 12/28/2018
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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