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Benjamin Eugene Roth

AIF®, CFP®, ChFC®, CLU®
&PARTNERS
Fairbanks, AK
·CRD# 2217415·34 years experience

Professional Summary

Benjamin Eugene Roth, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at &PARTNERS located in Fairbanks, Alaska. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Benjamin has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2011
ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

34 years in the financial services industry

Current & Past Employments

&PARTNERS·CRD# 3767
RIA
BD
907 University Ave, Fairbanks, AK 99709
August 31, 2026 - Present
&PARTNERS·CRD# 3767
RIA
BD
907 University Ave, Fairbanks, AK 99709
August 31, 2026 - Present
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
San Diego, CA
February 6, 2004 - September 21, 2026
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
San Diego, CA
February 6, 2004 - September 21, 2026
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Fairbanks, AK
December 15, 1997 - February 12, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 24, 1992 - February 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 24, 1992 - February 12, 2004
WADDELL & REED·CRD# 866
BD
Overland Park, KS
March 19, 1992 - April 21, 1992

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Current Firm

&PARTNERS
&PARTNERS

&PARTNERS | ZINN WEALTH MANAGEMENT | ZAMBROSKI-POLSON WEALTH ADVISORS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WEST FINANCIAL GROUP | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TUCKAWAY CAPITAL &PARTNERS | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THOMPSON WEALTH MANAGEMENT | THIRD COAST WEALTH PLANNING | THE NORTHSHORE GROUP | THE KERRIGAN GROUP | THE JORDANICH GROUP | THE JOHNSON-STRNADEL GROUP | THE DONOHUE GROUP | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | TEAGLE WEALTH | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SJ MARTIN WEALTH MANAGEMENT | SHICK WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PARSONS FINANCIAL | PARADYM WEALTH MANAGEMENT | PALMETTO FINANCIAL ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NORTH LAKE WEALTH ADVISORS | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN WEALTH MANAGEMENT | MARTIN WRIGHT GROUP | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | MANNEN FINANCIAL GROUP | M.T. WALDRON ADVISORS | M. BENNETT FINANCIAL GROUP | LUMITAS WEALTH STRATEGIES | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LIGHTFOOT FINANCIAL GROUP | LANG INVESTMENT GROUP | KLEINSCHUSTER WEALTH MANAGEMENT | JW WEALTH MANAGEMENT | JOHNSTON WEALTH MANAGEMENT | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HEARTWOOD FINANCIAL GROUP | HARVEST POINT WEALTH ADVISORS | HAMPTON LANHAM GROUP | GUIDENT WEALTH MANAGEMENT | GOLD KEY PRIVATE WEALTH | GERARDI WEALTH MANAGEMENT | GELLER PRIVATE WEALTH | FOUR CORNERS WEALTH | FORGE POINT ADVISORS | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DRH WEALTH MANAGEMENT | DELUCA FINANCIAL STRATEGIES | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | CRAIGER WEALTH MANAGEMENT | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | COMPTON WEALTH | CIRCLEPOINT FINANCIAL | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CAPONE &PARTNERS | CANYON RIVER WEALTH PLANNING | BROADCLOTH WEALTH | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARROWOOD CAPITAL | ARROWHEAD PRIVATE WEALTH | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | ALETHEIA CAPITAL GROUP | ALDERSTONE WEALTH MANAGEMENT | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 26EAST PRIVATE WEALTH | 1854 CAPITAL MANAGEMENT | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP

CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215

Mailing Address

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215

Phone Number

(615) 255-6431

Established

Tennessee since 12/07/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

703

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

9-25-26 ADV 2A BROCHURE (9/25/2026)

Direct owners and executive officers

NamePositionCRD#
AMPERSAND PARTNERS, LLCOWNER—
ALEXANDER, JOHN WCO-PRESIDENT2327561
COOPER, CHYRLAN ELIZABETHCOO4160240
IDOL, KALEY PORTERCHIEF COMPLIANCE OFFICER6950052
KOWACH, DAVID JOHNCEO2154665
NELSON, RICHARD SCOTTCFO5014790
SCHALLER, MICHAEL CHRISTOPHERCONTROLLER/FINOP5899085
STEVENS, ALYSON MENCIOCHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS5451096
WILEY III, DAVID WARREN IIICO-PRESIDENT720094

Regulatory Assets Under Management

Total Number of Accounts

62,194

AUM (Assets Under Management)

$30,268,689,798

Disclosures

Regulatory Event

5

Arbitration

4

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
04/29/2025Cover PageReport
12/29/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TCOB, LLC POSITION: Member NATURE: This is the building I own with partners, Shannon Staiger and Shawn Wiegand. We run SBS Retirement Consultants, LLC out of this building as are only store front location. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2007 ADDRESS: Fairbanks, AK 99701 DESCRIPTION: I am obligated to financial issues associated with TCOB, LLC as well as supporting the issues related to building upkeep and maintenance (helping to hire people to do the work). NOTTINGHAM HILL LLC POSITION: Member NATURE: Residential rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2011 ADDRESS: Fairbanks, AK 99709 DESCRIPTION: Minor administrative duties related to running a single unit rental. Hiring contractors and maintenance people to address building needs. MSH, LLC POSITION: Member NATURE: Company established to hold real estate, raw land. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2020 ADDRESS: Fairbanks, AK 99709 DESCRIPTION: None SBS RETIREMENT CONSULTANTS, LLC POSITION: Member NATURE: SBS Retirement Consultants, LLC is a full-service financial advisory business providing comprehensive financial planning services following the Certified Financial Planner model and charging fees for investment advice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2008 ADDRESS: Fairbanks, AK 99709, United States DESCRIPTION: The focus of our business is helping our clients build overall and financial wealth through cash flow management, cash reserve management, discussion around debt management, discussions related to various risk management issues, goal planning, investment management, tax strategy, estate planning support and most anything that involves money. FAIRBANKS HOCKEY HALL OF FAME POSITION: Vice President NATURE: Running local area hockey hall of fame in the interior of Alaska. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2010 ADDRESS: Fairbanks, AK 99701 DESCRIPTION: Help in the annual selection of individuals to enter the hockey hall of fame in three primary categories: Referee of the year, coach of the year and annual inductee. Run community event to recognize these individuals. RENTAL PROPERTY POSITION: Member NATURE: Vacation rental run by our property manager, Maui Paradise Properties. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: Kihei, HI 96753-9711 DESCRIPTION: Respond to needs/questions/direction needed from property manager. An example was giving them permission to replace a dish washer that broke with one that was recommended to us by the property manager. 6223 OLD AIRPORT WAY, LLC POSITION: Member NATURE: Real estate rental for storage. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2022 ADDRESS: Fairbanks, Alaska 99708 Rental Property Address: Fairbanks, AK 99709 DESCRIPTION: Minor administrative duties associated with leasing out the storage space and calling contractors and people needed to address building issues. MT. MCKINLEY BANK POSITION: Corporator NATURE: Mt. McKinley Bank provides various banking products including cash reserve management in checking and savings products along with providing various lending products for residential loans, commercial loans, auto loans etc. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2022 ADDRESS: Fairbanks, AK 99701 DESCRIPTION: The Corporators meet once per year and vote on the By-laws that they control. They help to elect and re-elect new and existing Corporators and they elect bank trustees.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
&PARTNERS
&PARTNERS

&PARTNERS | ZINN WEALTH MANAGEMENT | ZAMBROSKI-POLSON WEALTH ADVISORS | WISEPATH WEALTH MANAGEMENT | WISE & PARTNERS | WILTON SPRINGS FINANCIAL | WILTON SPRINGS | WILLOWSTONE WEALTH MANAGEMENT | WILEY BROS.-AINTREE, LLC | WILEY BROS.-AINTREE CAPITAL, LLC | WILEY BROS.-AINTREE CAPITAL | WILEY BROS. INC. | WILEY BROS. - AINTREE CAPITAL | WEST FINANCIAL GROUP | WAVEWOOD PRIVATE WEALTH | VON HELLENS &PARTNERS | VIRIBUS WEALTH MANAGEMENT | UNNERSTALL WEALTH MANAGEMENT | TUCKAWAY CAPITAL &PARTNERS | TRIUNE WEALTH MANAGEMENT | TRILLIUM WEALTH | TRIDENT WEALTH MANAGEMENT GROUP | THOMPSON WEALTH MANAGEMENT | THIRD COAST WEALTH PLANNING | THE NORTHSHORE GROUP | THE KERRIGAN GROUP | THE JORDANICH GROUP | THE JOHNSON-STRNADEL GROUP | THE DONOHUE GROUP | THAMES PRIVATE WEALTH STRATEGIES | TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP | TEAGLE WEALTH | SWARTZENTRUBER WEALTH MANAGEMENT | STREAMLINE PRIVATE WEALTH | STILES FINANCIAL | STEELCREST INVESTMENT STRATEGIES | STANFORD WEALTH MANAGEMENT GROUP | STANFORD WEALTH MANAGEMENT | SJ MARTIN WEALTH MANAGEMENT | SHICK WEALTH MANAGEMENT | SCHMIEDBAUER INVESTMENTS &PARTNERS | ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH | ROOKS&PARTNERS | ROOKS &PARTNERS - INVERNESS, FL | RIVERLINE WEALTH | RIAZZI, RHYNE & SWAIM INVESTMENT GROUP | PRAIRIE HERITAGE FINANCIAL | POWER 5 PALESTINE, TX | POWER 5 FINANCIAL | POWER 5 - TYLER TX | POWER 5 - PALESTINE TX | POWER 5 - OLYMPIA, WA | POWER 5 - OLYMPIA WA | PLAIDSKY ADVISORS | PARSONS FINANCIAL | PARADYM WEALTH MANAGEMENT | PALMETTO FINANCIAL ADVISORS | PALM SHORES WEALTH | ONE PRIVATE WEALTH | NORTH LAKE WEALTH ADVISORS | NOBLES GROOMS WEALTH ADVISORS | MERIDIAN WEALTH MANAGEMENT | MARTIN WRIGHT GROUP | MARSTELLER WEALTH / TEAGLE WEALTH/ COMPTON WEALTH / KLEINSCHUSTER WEALTH MANAGEMENT | MARSTELLER WEALTH | MARNE WEALTH MANAGEMENT | MANNEN FINANCIAL GROUP | M.T. WALDRON ADVISORS | M. BENNETT FINANCIAL GROUP | LUMITAS WEALTH STRATEGIES | LODGEVIEW WEALTH ADVISORS | LINKS PRIVATE WEALTH | LIGHTFOOT FINANCIAL GROUP | LANG INVESTMENT GROUP | KLEINSCHUSTER WEALTH MANAGEMENT | JW WEALTH MANAGEMENT | JOHNSTON WEALTH MANAGEMENT | IVY CREST WEALTH MANAGEMENT | INDIGO ADVISORS | HERITAGE LAKE ADVISORS | HELIX PRIVATE WEALTH | HEARTWOOD FINANCIAL GROUP | HARVEST POINT WEALTH ADVISORS | HAMPTON LANHAM GROUP | GUIDENT WEALTH MANAGEMENT | GOLD KEY PRIVATE WEALTH | GERARDI WEALTH MANAGEMENT | GELLER PRIVATE WEALTH | FOUR CORNERS WEALTH | FORGE POINT ADVISORS | FOCUS CAPITAL PARTNERS PRIVATE WEALTH | FOCUS CAPITAL PARTNERS | FIRST SERVANT WEALTH MANAGEMENT | FIRST KEYSTONE WEALTH MANAGEMENT | ENTANDEM WEALTH ADVISORS | ENSEMBLE WEALTH PLANNING | ELEVISION WEALTH MANAGEMENT | ELEIVA FINANCIAL | DRH WEALTH MANAGEMENT | DELUCA FINANCIAL STRATEGIES | DAVIDSON WEALTH MANAGEMENT | CRESTVIEW CAPITAL ADVISORS | CREECH SCHWARTZ WEALTH MANAGEMENT | CREECH SCHWARTZ PRIVATE MANAGEMENT GROUP | CRAIGER WEALTH MANAGEMENT | COTTAGE WEALTH ADVISORS | CORIOLIS WEALTH MANAGEMENT | COMPTON WEALTH | CIRCLEPOINT FINANCIAL | CENTERCOAST PRIVATE WEALTH | CARVE ADVISORS | CAPONE &PARTNERS | CANYON RIVER WEALTH PLANNING | BROADCLOTH WEALTH | BRIO WEALTH SOLUTIONS - BOBBI BOSTICK | BRIO WEALTH SOLUTIONS | BRIDGEWATER PRIVATE WEALTH | BRIDGEMILL PRIVATE WEALTH | BLACKLOCK WEALTH MANAGEMENT | BASE CAPITAL PARTNERS | ARROWOOD CAPITAL | ARROWHEAD PRIVATE WEALTH | ARBOR ROW ADVISORS | ARBOR AVENUE PRIVATE WEALTH | APRICITY ADVISORS | ALETHEIA CAPITAL GROUP | ALDERSTONE WEALTH MANAGEMENT | AGAPE WEALTH STRATEGIES | AERIAL WEALTH ADVISORS | 49 NORTH ADVISORS | 26EAST PRIVATE WEALTH | 1854 CAPITAL MANAGEMENT | 1828 CAPITAL | &PARTNERS OSJ AND MARTIN WRIGHT GROUP

CRD#: 3767 / SEC#: 801-37145, 8-3774
RIA
Registered Investment Advisory firm - SEC (10/25/1990 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/21/2026)
IAR
Alaska
(8/31/2026)
RR
Alaska
(9/2/2026)
RR
Arizona
(9/8/2026)
RR
Arkansas
(9/9/2026)
RR
California
(9/1/2026)
RR
Colorado
(9/1/2026)
RR
Florida
(9/2/2026)
RR
Georgia
(9/11/2026)
RR
Hawaii
(9/3/2026)
RR
Idaho
(9/10/2026)
RR
Kentucky
(9/22/2026)
RR
Maryland
(9/14/2026)
RR
Michigan
(9/14/2026)
RR
Minnesota
(9/21/2026)
RR
Montana
(9/2/2026)
RR
Nebraska
(9/11/2026)
RR
Nevada
(9/8/2026)
RR
New Jersey
(9/22/2026)
RR
New Mexico
(9/11/2026)
RR
New York
(9/11/2026)
RR
North Carolina
(9/10/2026)
RR
Ohio
(9/10/2026)
RR
Oregon
(9/2/2026)
RR
Pennsylvania
(9/11/2026)
RR
South Dakota
(9/8/2026)
RR
Tennessee
(9/11/2026)
RR
Texas
(8/31/2026)
IAR
Texas
(8/31/2026)
RR
Washington
(9/21/2026)
RR
Wisconsin
(9/1/2026)
RR
Wyoming
(9/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2026About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1992About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Eugene Roth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Eugene Roth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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