JV

Justin Vorwerk

MARCO POLO SECURITIES
NEW YORK, NY 10020
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CRD#: 2216765
JV

Professional summary


Justin Vorwerk, who also goes by Justin James Vorwerk, is a registered financial professional currently at MARCO POLO SECURITIES LLC located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 1992. Justin has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin James Vorwerk

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Justin Vorwerk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 28, 2023 - Present

MARCO POLO SECURITIES LLC

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020
BD
CRD#: 46561
NEW YORK, NY
Past

June 11, 2018 - May 11, 2023

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

May 17, 2011 - June 30, 2016

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
Stamford, CT
Past

July 17, 2009 - March 7, 2011

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

December 12, 2008 - April 24, 2009

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
NEW YORK, NY
Past

August 11, 2006 - December 12, 2008

RBS SECURITIES CORPORATION

BD
CRD#: 118936
NEW YORK, NY
Past

May 6, 2004 - August 11, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 3, 2000 - April 5, 2004

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 2, 1997 - September 20, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 1, 1996 - May 16, 1997

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 16, 1992 - March 15, 1996

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/6/2024)
RR
Florida
(6/6/2024)
RR
Maine
(8/12/2024)
RR
Maryland
(4/29/2025)
RR
New York
(4/28/2023)
RR
Tennessee
(6/7/2024)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MP
MARCO POLO SECURITIES LLC
DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS

CRD#: 46561 / SEC#: , 8-51480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Phone number
(347) 773-4959
Established
Delaware since 12/31/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
MARCO POLO EXCHANGE INCOWNER
CARLSON, STEVEN JACKCHIEF EXECUTIVE OFFICER2026011
EBERSTADT, OLIVER ROBERTCCO1808170
MACK, ALEXANDER HERBERTFINOP4805607

Red Flags


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Company Information


MARCO POLO SECURITIES LLC

CRD#: 46561New York, NY 10020

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