Justin Vorwerk

MARCO POLO SECURITIES

NEW YORK, NY 10020

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CRD#: 2216765

Professional summary

Justin Vorwerk, who also goes by Justin James Vorwerk, is a registered financial professional currently at MARCO POLO SECURITIES INC. located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 1992. Justin has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin James Vorwerk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Vorwerk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2023 - Present

MARCO POLO SECURITIES INC.

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020

CRD#: 46561

NEW YORK, NY

Past

June 11, 2018 - May 11, 2023

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

WHITE PLAINS, NY

Past

May 17, 2011 - June 30, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

Stamford, CT

Past

July 17, 2009 - March 7, 2011

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758

NEW YORK, NY

Past

December 12, 2008 - April 24, 2009

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

NEW YORK, NY

Past

August 11, 2006 - December 12, 2008

RBS SECURITIES CORPORATION

CRD#: 118936

NEW YORK, NY

Past

May 6, 2004 - August 11, 2006

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 3, 2000 - April 5, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 2, 1997 - September 20, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 1, 1996 - May 16, 1997

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 16, 1992 - March 15, 1996

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/6/2024)

Florida
(6/6/2024)

Maine
(8/12/2024)

Maryland
(4/29/2025)

New York
(4/28/2023)

Tennessee
(6/7/2024)

Exams

State Security Law Exam

Series 63

Date: 6/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MARCO POLO SECURITIES INC.

DEVINE SECURITIES INC. | MARCO POLO SECURITIES INC.

CRD#: 46561 / SEC#: , 8-51480

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone number

(347) 773-4959

Established

New York since 10/26/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARCO POLO EXCHANGE LLC	OWNER
CARLSON, STEVEN JACK	CHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR	2026011
EBERSTADT, OLIVER ROBERT	CCO	1808170
MACK, ALEXANDER HERBERT	FINOP	4805607

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin Vorwerk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Vorwerk's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICKWICK CAPITAL PARTNERS, LLC

CRT CAPITAL GROUP LLC

COHEN & COMPANY SECURITIES, LLC

NATWEST MARKETS SECURITIES INC.

RBS SECURITIES CORPORATION

J.P. MORGAN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

GOLDMAN SACHS & CO. LLC

DB ALEX. BROWN LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/1992

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/13/1992

Series 24

Date: 12/1/2004

FINRA

Current Firm

MARCO POLO SECURITIES INC.

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MARCO POLO SECURITIES INC.

TRUST BUT VERIFY

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