Paul (. Fulton

WESTHAMPTON CAPITAL

Winston-salem, NC 27104

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CRD#: 2216544

Professional summary

Paul (nmn) Fulton III, who also goes by Bo Fulton III, Paul (nmi) Fulton III, Paul Fulton Iii, is a registered financial advisor currently at WESTHAMPTON CAPITAL located in Winston-salem, North Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo Fulton Iii | Paul (nmi) Fulton Iii | Paul Fulton Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Paul may earn commissions from insurance companies not affiliated with Westhampton Capital, LLC for sales of non-variable life, health, annuity and/or disability income insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul (nmn) Fulton III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2012 - Present

WESTHAMPTON CAPITAL

Office #1: 2150 Country Club Rd Suite 250, Winston-salem, NC 27104

RIA

CRD#: 119176

Winston-salem, NC

Past

October 20, 2006 - October 11, 2012

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

WINSTON-SALEM, NC

Past

October 20, 2006 - October 11, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

WINSTON-SALEM, NC

Past

May 5, 1999 - October 23, 2006

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

WINSTON-SALEM, NC

Past

June 2, 1992 - October 23, 2006

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

WINSTON-SALEM, NC

Past

April 23, 1992 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA

Registered Investment Advisory firm - (7/16/2014 Approved)

Indiana

Registered Investment Advisory firm - (7/17/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (7/17/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/18/2012)

IAR

Virginia
(3/21/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/1992

General Securities Representative Examination

Current Firm

WESTHAMPTON CAPITAL

WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA

Registered Investment Advisory firm - (7/16/2014 Approved)

Indiana

Registered Investment Advisory firm - (7/17/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (7/17/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2014 Terminated)

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Contact information

Main Address

2150 Country Club Rd Suite 250, Winston-salem, NC 27104

Mailing Address

Phone number

(336) 725-5579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTHAMPTON CAPITAL_BROCHURE_AUA 2024 (1/7/2025)

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 222,553,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul (. Fulton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul (nmn) Fulton III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

WESTHAMPTON CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/1992

Series 63

Date: 4/30/1992

Series 7

Date: 4/22/1992

Current Firm

WESTHAMPTON CAPITAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTHAMPTON CAPITAL

TRUST BUT VERIFY

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