PF

Paul (. Fulton

WESTHAMPTON CAPITAL
Winston-salem, NC 27104
Some features on this profile are disabled
CRD#: 2216544
PF

Professional summary


Paul (nmn) Fulton III, who also goes by Bo Fulton III, Paul (nmi) Fulton III, Paul Fulton Iii, is a registered financial advisor currently at WESTHAMPTON CAPITAL located in Winston-salem, North Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bo Fulton Iii | Paul (nmi) Fulton Iii | Paul Fulton Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Paul (nmn) Fulton III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 18, 2012 - Present

WESTHAMPTON CAPITAL

Office #1: 2150 Country Club Rd Suite 250, Winston-salem, NC 27104
RIA
CRD#: 119176
Winston-salem, NC
Past

October 20, 2006 - October 11, 2012

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
WINSTON-SALEM, NC
Past

October 20, 2006 - October 11, 2012

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
WINSTON-SALEM, NC
Past

May 5, 1999 - October 23, 2006

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
WINSTON-SALEM, NC
Past

June 2, 1992 - October 23, 2006

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
WINSTON-SALEM, NC
Past

April 23, 1992 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

BD
CRD#: 3309
RICHMOND, VA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTHAMPTON CAPITAL
WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA
Registered Investment Advisory firm - (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - (7/17/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(12/18/2012)
IAR
Virginia
(3/21/2013)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


WC
WESTHAMPTON CAPITAL
WESTHAMPTON CAPITAL | WESTHAMPTON CAPITAL, LLC | WESTHAMPTON CAPITAL, INC.

CRD#: 119176 / SEC#: 801-80073

RIA
Registered Investment Advisory firm - (7/16/2014 Approved)
Indiana
Registered Investment Advisory firm - (7/17/2014 Terminated)
North Carolina
Registered Investment Advisory firm - (7/17/2014 Terminated)
Virginia
Registered Investment Advisory firm - (7/17/2014 Terminated)
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Contact information


Main Address
2150 Country Club Rd Suite 250, Winston-salem, NC 27104
Mailing Address
Phone number
(336) 725-5579
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts256
AUM (Assets Under Management)$ 238,519,094

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTHAMPTON CAPITAL

CRD#: 119176Winston-salem, NC 27104

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