PZ
Peter J. Zglinski
LADENBURG THALMANN & CO.
Melville, NY 11747
Some features on this profile are disabled
CRD#: 2216543
PZ
Professional summary
Peter John Zglinski is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in Melville, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 11, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter John Zglinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2002 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 58 South Service Road Suite 160, Melville, NY 11747BD
CRD#: 505
Melville, NY
Past
April 19, 1999 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
May 8, 1997 - May 9, 1997
INVESTORS ASSOCIATES, INC.
BD
CRD#: 958
HACKENSACK, NJ
Past
May 8, 1997 - April 3, 1998
LEGEND MERCHANT GROUP, INC.
BD
CRD#: 5155
NEW YORK, NY
Past
September 12, 1994 - June 19, 1995
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Past
August 31, 1994 - September 21, 1994
J. GREGORY & COMPANY, INC.
BD
CRD#: 14892
Past
March 11, 1993 - April 22, 1993
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
November 19, 1992 - February 10, 1993
CORTLANDT CAPITAL CORPORATION
BD
CRD#: 25152
NEW YORK CITY, NY
Past
March 9, 1992 - September 2, 1992
CASTLE SECURITIES CORP.
BD
CRD#: 16077
FREEPORT, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/26/2002)
RR
Alaska(11/26/2002)
RR
Arizona(11/26/2002)
RR
Arkansas(11/26/2002)
RR
California(11/26/2002)
RR
Colorado(11/26/2002)
RR
Connecticut(11/26/2002)
RR
Delaware(11/26/2002)
RR
District of Columbia(11/26/2002)
RR
Florida(11/26/2002)
RR
Georgia(11/26/2002)
RR
Hawaii(11/26/2002)
RR
Idaho(11/26/2002)
RR
Illinois(11/26/2002)
RR
Indiana(11/26/2002)
RR
Iowa(11/26/2002)
RR
Kansas(11/26/2002)
RR
Kentucky(11/26/2002)
RR
Louisiana(11/26/2002)
RR
Maine(11/26/2002)
RR
Maryland(11/26/2002)
RR
Massachusetts(11/27/2002)
RR
Michigan(11/26/2002)
RR
Minnesota(11/26/2002)
RR
Mississippi(11/26/2002)
RR
Missouri(11/26/2002)
RR
Montana(11/26/2002)
RR
Nebraska(11/26/2002)
RR
Nevada(11/26/2002)
RR
New Hampshire(11/26/2002)
RR
New Jersey(11/26/2002)
RR
New Mexico(11/26/2002)
RR
New York(11/20/2002)
RR
North Carolina(11/26/2002)
RR
North Dakota(11/26/2002)
RR
Ohio(11/27/2002)
RR
Oklahoma(11/26/2002)
RR
Oregon(11/26/2002)
RR
Pennsylvania(11/26/2002)
RR
Puerto Rico(11/26/2002)
RR
Rhode Island(11/26/2002)
RR
South Carolina(11/26/2002)
RR
South Dakota(11/26/2002)
RR
Texas(11/26/2002)
RR
Utah(11/26/2002)
RR
Vermont(11/26/2002)
RR
Virginia(1/27/2005)
RR
Washington(11/26/2002)
RR
West Virginia(11/26/2002)
RR
Wisconsin(11/26/2002)
RR
Wyoming(11/26/2002)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 3/6/1992
Assistant Representative-Order Processing Qualification ExamPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LADENBURG THALMANN & CO. INC.
LADENBURG THALMANN & CO. INC. | LADENBURG, THALMANN & CO., INC.
CRD#: 505 / SEC#: , 8-17230
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
640 5th Avenue 4th Floor, New York, NY 10019
Mailing Address
640 5th Avenue 4th Floor, New York, NY 10019
Phone number
(212) 409-2000
Established
Delaware since 12/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
