Keith V. Melchionni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Victor Melchionni was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1992. Keith had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2016 - August 20, 2019
BROWNSTONE INVESTMENT GROUP, LLC
May 29, 2013 - April 5, 2016
CANTOR FITZGERALD & CO.
October 14, 2011 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
April 20, 2011 - September 21, 2011
CITADEL SECURITIES LLC
February 5, 2009 - March 3, 2011
BEDROK SECURITIES LLC
August 11, 2004 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2000 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1996 - May 10, 2000
J.P. MORGAN SECURITIES INC.
June 13, 1994 - April 1, 1996
CHASE SECURITIES, INC.
January 25, 1993 - May 27, 1994
SANWA UNIVERSAL SECURITIES CO., LLC
January 25, 1993 - May 27, 1994
SANWA SECURITIES (USA) CO., L.P.
March 10, 1992 - January 22, 1993
CHAPDELAINE CORPORATE SECURITIES & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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