Patricia A. Scott

CETERA INVESTMENT ADVISERS LLC

Fort Collins, CO 80525

Some features on this profile are disabled

CRD#: 2215844

Professional summary

Patricia Ann Scott, who also goes by Patricia Ann Barnhill, Patti Barnhill, Patricia Barnhill Scott, Patti Scott, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Collins, Colorado and CETERA ADVISORS LLC located in Fort Collins, Colorado.

Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patricia has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Ann Barnhill | Patti Barnhill | Patricia Barnhill Scott | Patti Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Ann Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3227 S Timberline Road Suite A, Fort Collins, CO 80525

RIA

CRD#: 105644

Fort Collins, CO

Current

December 15, 2025 - Present

CETERA ADVISORS LLC

Office #1: 3227 S. Timberline Rd. Suite A, Fort Collins, CO 80525

CRD#: 10299

Fort Collins, CO

Past

April 6, 2009 - December 18, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT COLLINS, CO

Past

April 6, 2009 - December 18, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT COLLINS, CO

Past

October 20, 2005 - April 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT COLLINS, CO

Past

October 20, 2005 - April 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT COLLINS, CO

Past

April 13, 2005 - October 3, 2005

WALLSTREET*E FINANCIAL SERVICES, INC.

CRD#: 43896

CORAL GABLES, FL

Past

November 8, 2004 - December 8, 2004

CITISTREET FINANCIAL SERVICES LLC

RIA

CRD#: 107311

DENVER, CO

Past

November 2, 2004 - December 8, 2004

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

February 18, 2003 - May 25, 2004

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

October 29, 1999 - February 10, 2003

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

May 14, 1999 - September 15, 1999

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

September 4, 1997 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

September 15, 1993 - September 2, 1997

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 12, 1993 - May 7, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(12/15/2025)

IAR

Colorado
(12/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

John Lappin

PFS INVESTMENTS INC.

Troy, MI

Ken Ihori

CENTAURUS FINANCIAL, INC.

IAR

Glendale, AZ

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patricia A. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Ann Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WALLSTREET*E FINANCIAL SERVICES, INC.

CITISTREET FINANCIAL SERVICES LLC

CITISTREET EQUITIES LLC

WAMU INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

BANC ONE SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2004

Series 63

Date: 4/15/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/10/1993

Series 24

Date: 1/14/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors