EH
Edward A. Hart
SENDERO WEALTH MANAGEMENT
San Antonio, TX 78209
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CRD#: 2215591
EH
Professional summary
Edward Austin Hart, who also goes by Ed Hart, Edward A Hart, is a registered financial advisor currently at SENDERO WEALTH MANAGEMENT, LLC located in San Antonio, Texas and SENDERO SECURITIES, LLC located in San Antonio, Texas.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Hart | Edward A Hart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business - Causeway Trust Company; Investment related - yes; Address - 14414 Blanco Rd., Ste. 200, San Antonio, TX 78216; Nature of business - Family Office; Position/Title - Investment Committee Member; Start date of relationship - 1/1/2018; Approximate hours per month devoted to the other business - 1; Approximate hours per month devoted to the other business during trading hours - 0; Duties - Help investment committee and family members think about investment portfolio - work with existing investment consultant and board. Name of Business - Hart Interests, LP; Investment related - yes; Address - 250 W. Nottingham, Ste. 300, San Antonio, TX 78209; Nature of business - Family Partnership; Position/Title - Secretary; Start date of relationship - 1/1/2013; Approximate hours per month devoted to the other business - 2; Approximate hours per month devoted to the other business during trading hours - 0; Duties - Partnership holds liquid and liquid investments for family. Name of Business - EMMEGEN, LLC; Investment related - yes; Address - 2311 Woodmen Drive, San Antonio, TX 78209; Nature of business - Entity that will hold investments, primarily real property or private equity; Position/Title - Managing Member; Start date of relationship - 1/2/2020; Approximate hours per month devoted to the other business - 2; Approximate hours per month devoted to the other business during trading hours - 0; Duties - This will be a personal investment entity. It is a vehicle to hold personal private investments in to help with risk management. It will not interfere with my daily work or conflict with client activity. Name of Business - Causeway Advisory Group; Investment related - yes; Address - 2311 Woodmen Drive, San Antonio, TX 78209; Nature of business - Help with organizational decisions around the family office; complementary to existing roll on Investment Committee for Causeway Trust Company; Position/Title - Member of Management Committee; Start date of relationship - 1/1/2024; Approximate hours per month devoted to the other business - 1; Approximate hours per month devoted to the other business during trading hours - 1; Duties - Guidance and counsel to professional team of Causeway Advisor Group Family Office.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Austin Hart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2012 - Present
SENDERO WEALTH MANAGEMENT, LLC
Office #1: 250 W. Nottingham Suite 300, San Antonio, TX 78209RIA
CRD#: 145594
San Antonio, TX
Current
April 4, 2012 - Present
SENDERO SECURITIES, LLC
Office #1: 250 W Nottingham Suite 300, San Antonio, TX 78209BD
CRD#: 146627
San Antonio, TX
Past
July 27, 2006 - March 20, 2012
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
September 3, 2003 - May 11, 2004
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
July 31, 2003 - July 27, 2006
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
October 1, 1999 - October 24, 2002
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SENDERO WEALTH MANAGEMENT, LLC
E-WEALTH BY SENDERO | SENDERO WEALTH MANAGEMENT, LLC | SENDERO SECURITIES, LLC | EWEALTH BY SENDERO
CRD#: 145594 / SEC#: 801-68572
RIA
Registered Investment Advisory firm - (11/30/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(4/4/2012)
IAR
Texas(6/8/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SENDERO WEALTH MANAGEMENT, LLC
E-WEALTH BY SENDERO | SENDERO WEALTH MANAGEMENT, LLC | SENDERO SECURITIES, LLC | EWEALTH BY SENDERO
CRD#: 145594 / SEC#: 801-68572
RIA
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Contact information
Main Address
250 W. Nottingham Suite 300, San Antonio, TX 78209
Mailing Address
Phone number
(210) 805-0171
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,842 |
| AUM (Assets Under Management) | $ 5,823,154,458 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
