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CRD#: 146627
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SENDERO SECURITIES, LLC is located at 250 W Nottingham Suite 300, San Antonio, TX 78209 and was first established at Dallas, Texas in 05/17/2007. After operating for 18 years, SENDERO SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SENDERO SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SENDERO SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SENDERO SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SENDERO SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SENDERO SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SENDERO SECURITIES, LLC Comes From

Understanding the Statistics for SENDERO SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Mailing Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Firm Size
Small
Phone Number
(210) 805-0171
Established
Texas since 05/17/2007
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SENDERO PARTNERS, LLCSOLE MEMBER
DARCHICOURT, LORI KAYECFO/FINOP6923033
GERRON, JULIE KCHIEF COMPLIANCE OFFICER4525156
MAXWELL, TARA DANETTEVICE PRESIDENT, PARTNER, SROP/ CROP3008045
WATSON, GEORGE HARRYDESIGNATED PRINCIPAL/PRESIDENT4771298

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Advisor's working at SENDERO SECURITIES, LLC

EH

Edward Austin Hart

Ed Hart, Edward A Hart
IAR
RR
CRD#: 2215591
Location:
San Antonio, TX 78209
Company:
SENDERO WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
26 years
View Profile
GW

George Harry Watson III

George Harry Watson Iii, George Harry Watson Iii, George Watson Iii
IAR
RR
CRD#: 4771298
Location:
San Antonio, TX 78209
Company:
SENDERO WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
21 years
View Profile
TY

Thomas Olan Yager

Thomas O Yager, Thomas Olan Yager, Tom Olan Yager
IAR
RR
CRD#: 6090864
CIMA®: Certified Investment Management Analyst
Location:
San Antonio, TX 78209
Company:
SENDERO WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
13 years
View Profile
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