Ivan Ronald Getz | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ivan Ronald Getz, who also goes by I Ronald Getz, Ron Getz, was a registered financial advisor .

Ivan is a previously registered financial advisor and started their career in finance in 1970. Ivan had worked at 9 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

I Ronald Getz | Ron Getz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 14, 2008 - January 3, 2011

TLG ADVISORS, INC.

RIA

CRD#: 111052

OGDEN, UT

Past

May 8, 2008 - December 31, 2010

THE LEADERS GROUP, INC.

BD

CRD#: 37157

SUMMIT, NJ

Past

September 17, 2004 - February 6, 2008

INVESTMENT MANAGEMENT CORPORATION

RIA

CRD#: 37196

BOUNTIFUL, UT

Past

September 6, 2004 - December 31, 2007

INVESTMENT MANAGEMENT CORPORATION

BD

CRD#: 37196

BOUNTIFUL, UT

Past

February 27, 1997 - August 20, 2004

INVESTORS CAPITAL CORP.

BD

CRD#: 30613

LYNNFIELD, MA

Past

March 26, 1992 - December 31, 2005

IVAN RONALD GETZ INVESTMENT ADVISORY SERVICES

RIA

CRD#: 118146

BOUNTIFUL, UT

Past

June 27, 1991 - December 4, 1996

SUNAMERICA SECURITIES, INC.

BD

CRD#: 20068

PHOENIX, AZ

Past

June 18, 1989 - May 8, 1991

SUNAMERICA SECURITIES, INC.

BD

CRD#: 20068

PHOENIX, AZ

Past

February 8, 1980 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

BD

CRD#: 6518

Past

May 19, 1978 - January 31, 1980

FIRST AFFILIATED SECURITIES, INC.

BD

CRD#: 6871

Past

October 7, 1970 - May 14, 1976

INTEGRATED RESOURCES EQUITY CORPORATION

BD

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/17/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 1

Date: 10/2/1970

Registered Representative Examination

Principal/Supervisory Exam

RR

Series 40

Date: 12/26/1978

Registered Principal Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ivan R. Getz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

INVESTMENT MANAGEMENT CORPORATION

INVESTMENT MANAGEMENT CORPORATION

INVESTORS CAPITAL CORP.

IVAN RONALD GETZ INVESTMENT ADVISORY SERVICES

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

FIRST AFFILIATED SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/1993

Series 63

Date: 6/17/1983

Series 1

Date: 10/2/1970

Series 40

Date: 12/26/1978

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

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