David A. Sendi

PORTFOLIO ADVISORY GROUP

ALEXANDRIA, VA 22304

Some features on this profile are disabled

CRD#: 2215135

Professional summary

David Allen Sendi, CFP® is a registered financial advisor currently at PORTFOLIO ADVISORY GROUP, INC. located in Alexandria, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1).PORTFOLIO TAX GROUP, INC. THE BUSINESS IS NOT INVESTMENT RELATED. 5425 DUKE ST. ALEXANDRIA, VA. 22304 TAX, BOOKKEEPING AND PAYROLL SERVICES POSITION-PRESIDENT START DATE 3/2010 ABOUT 25 HOURS AVERAGE PER MONTH DEVOTED TO OTHER BUSINESS ABOUT 12 HOURS AVERAGE PER MONTH DEVOTED TO BUSINESS DURING SECURITY TRADING HOURS SERVICES PROVIDED ARE TAX, BOOKKEEPING, AND PAYROLL SERVICES TO INDIVIDUALS, ESTATES, PARTNERSHIPS, RETIREMENT PLANS AND CORPORATIONS. 2). DAVID SENDI,ESQ. THE BUSINESS IS NOT INVESTMENT RELATED. 5425 DUKE ST. ALEXANDRIA, VA. 22304 LEGAL SERVICES POSITION-OWNER START DATE 03/2010 ABOUT 5 HOURS AVERAGE PER MONTH DEVOTED TO OTHER BUSINESS LESS THAN 1 HOUR PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITY HOURS. SERVICES PROVIDED ARE LEGAL SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Sendi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 19, 1999 - Present

PORTFOLIO ADVISORY GROUP, INC.

Office #1: 5425 Duke Street, Alexandria, VA 22304

RIA

CRD#: 116011

ALEXANDRIA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/19/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/1992

Uniform Investment Adviser Law Examination

Current Firm

PORTFOLIO ADVISORY GROUP, INC.

CRD#: 116011 / SEC#: 801-69130

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Virginia

Registered Investment Advisory firm - (6/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5425 Duke Street, Alexandria, VA 22304

Mailing Address

Phone number

(703) 461-9193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 99,789,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Sendi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Sendi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/1992

Current Firm

PORTFOLIO ADVISORY GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO ADVISORY GROUP, INC.

TRUST BUT VERIFY

Similar Advisors