Myron S. Kaufman

ALPHANEXT

Los Angeles, CA 90067

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CRD#: 2214663

Professional summary

Myron Samuel Kaufman is a registered financial advisor currently at ALPHANEXT, LLC located in Los Angeles, California.

Myron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Myron has worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myron Samuel Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2019 - Present

ALPHANEXT, LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

RIA

CRD#: 297504

Los Angeles, CA

Past

July 17, 2014 - December 31, 2018

ALPHA ANALYTICS INVESTMENT GROUP LLC

RIA

CRD#: 109844

LOS ANGELES, CA

Past

January 3, 2011 - September 7, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LOS ANGELES, CA

Past

March 24, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LOS ANGELES, CA

Past

March 23, 2001 - October 24, 2005

FFR ADVISORY LLC

RIA

CRD#: 108602

SEAL BEACH, CA

Past

November 27, 1996 - February 28, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 29, 1993 - September 5, 1996

RELATED EQUITIES CORPORATION

CRD#: 11218

NEW YORK, NY

Past

May 24, 1993 - September 14, 1993

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

May 26, 1992 - May 13, 1993

RELATED EQUITIES CORPORATION

CRD#: 11218

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/27/1997

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 5/20/1992

Direct Participation Programs Representative Examination

Current Firm

ALPHANEXT, LLC

CRD#: 297504 / SEC#: 801-113633

RIA

Registered Investment Advisory firm - (12/27/2018 Terminated)

California

Registered Investment Advisory firm - (12/26/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 553-5396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 64,044,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Myron S. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Myron Samuel Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA ANALYTICS INVESTMENT GROUP LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

FFR ADVISORY LLC

FSC SECURITIES CORPORATION

RELATED EQUITIES CORPORATION

COMPASS SECURITIES CORPORATION

RELATED EQUITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2014

Series 63

Date: 5/20/1992

Series 6

Date: 10/27/1997

Series 22

Date: 5/20/1992

Current Firm

ALPHANEXT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHANEXT, LLC

TRUST BUT VERIFY

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